Displaying results 1011 - 1020 of 1856
2013-26665
… and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Final Rule Federal Register / Vol. 78 , No. …
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2013-26665
… and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Final Rule Federal Register / Vol. 78 , No. …
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CFTC Approves Rulebook and Issues Amended Registration Order for LCH.Clearnet LLC
… rulebook and (2) an amended order of registration as a derivatives clearing organization (DCO). LCH, formerly the International …
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Opening Statement Before a Meeting of the Commodity Futures Trading Commission
… the year, staff will put together a roundtable on mandatory clearing for swaps. Under this congressionally mandated … a rule to enhance customer protections regarding where derivatives clearing organizations (DCOs) and futures commission merchants (FCMs) …
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Statements of Support by Chairman Gary Gensler
… final rule to enhance customer protections regarding where derivatives clearing organizations (DCOs) and futures commission merchants (FCMs) …
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2015-16611
… identified by ``Process for Review of  Swaps for Mandatory Clearing (OMB Control No. 3038-0097),'' should be  mailed to … Exchange Act and Commission regulations  require a derivatives clearing organization (``DCO'') that wishes to  accept a swap for …
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Remarks of Commissioner Dawn D. Stump: We Can Do Hard Things
… starting with a clean slate.  Take, for example, the U.S. derivatives markets regulated by the Commodity Futures … and swaps contracts with varying degrees of execution and clearing occurring on centralized venues through … these innovations? Clearinghouses (Derivatives Clearing Organizations) :  Beyond trading, difficult questions …
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Statement Before the Subcommittee on General Farm Commodities and Risk Management, House Committee on Agriculture
… for inviting me to today’s hearing on “Harmonizing Global Derivatives Reform: Impact on U.S. Competitiveness and … for regulatory arbitrage. In Europe, legislation on clearing and reporting requirements for over-the-counter … International Bank for Reconstruction and Development. Such organizations, whose statutory mission is to combat poverty …
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Statement of Commissioner Kristin N. Johnson Regarding Regulations to Establish Margin Adequacy Requirements and Addressing Separate Account Treatment
… by prohibiting the withdrawal of funds by a customer of a clearing FCM if such withdrawal would result in the account … In order to register, and maintain registration, as a derivatives clearing organization (DCO), a clearinghouse must demonstrate the …
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Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act
… of the Dodd-Frank Act. During the financial crisis, derivatives clearing organizations that have mandatory clearing and margin …
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