Displaying results 991 - 1000 of 2823
Acting Chairman Pham Lauds DOJ Policy Ending Regulation by Prosecution of Digital Assets Industry and Directs CFTC Staff to Comply with Executive Orders
… the digital asset industry in recent years, and directed CFTC staff to comply with the President’s executive orders … comes as Acting Chairman Pham has similarly refocused the CFTC’s enforcement resources on cases involving fraud and … to set clear rules that foster responsible innovation. The CFTC is committed to complying with the President’s …
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Federal Court in Nevada Orders Charles Leroy Timberlake and Trans Global Investments, LLC to Pay $340,000 to Settle Commodity Pool Fraud Charges
… LLC to Pay $340,000 to Settle Commodity Pool Fraud Charges Defendants permanently barred from the commodities … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order … restitution and a $140,000 civil monetary penalty to settle CFTC charges of commodity pool fraud. The consent order of …
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U.S. Commodity Futures Trading Commission Charges Two Staten Island Hedge Funds And Their Principal With Stealing Millions Of Dollars In Foreign Currency Scheme
… January 30, 2006 U.S. Commodity Futures Trading Commission Charges Two Staten Island Hedge Funds And Their Principal … Stealing Millions Of Dollars In Foreign Currency Scheme CFTC Complaint Alleges That Alexsander Efrosman, Century … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that it filed a federal injunctive …
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CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda
… group of companies, and a core group of FTX insiders. [See CFTC Press Release Nos. 8638-22 , 8644-22 , 8669-23 ].  In … finds FTX violated the Commodity Exchange Act (CEA) and CFTC regulations, imposes injunctions against further violations of the CEA and CFTC regulations as well as trading and registration …
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CFTC Orders Barclays to Pay $4 Million For Swap Reporting Violations
… today announced an order filing and simultaneously settling charges against Barclays Bank PLC for violations of the Commodity Exchange Act (CEA) and CFTC regulations relating to swap reporting. Barclays is registered with the CFTC as a swap dealer.  The order requires Barclays to pay a …
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Federal Court in New York Orders Defendant Laurence Dodge, Principal of Madison Dean, Inc., to Pay nearly $400,000 to Settle Forex Fraud Charges
… Dean, Inc., to Pay nearly $400,000 to Settle Forex Fraud Charges Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent Order of permanent … Court for the Eastern District of New York, stems from a CFTC Complaint filed on May 8, 2012, charging Dodge, Madison …
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FLORIDA FEDERAL COURT ORDER ENJOINS TWO FLORIDA BUSINESSES AND FOUR EMPLOYEES FROM VIOLATING FEDERAL COMMODITIES LAW; CFTC Charged Defendants Liberty Financial Trading Corp.; Liberty Real Assets Investment Corp.; Ted Romeo; Leslie Weiner; Nader Yazdani; and Randy Bursteinwith with Fraudulently Soliciting Customers to Trade Options on Futures Contracts
… AND FOUR EMPLOYEES FROM VIOLATING FEDERAL COMMODITIES LAW; CFTC Charged Defendants Liberty Financial Trading Corp.; …
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ENSERCO ENERGY, INC. PAYS $3 MILLION TO SETTLE COMMODITY FUTURES TRADING COMMISSION CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; Enserco Energy, Inc., a wholly owned subsidiary of Black Hills Corporation, Settles CFTC Claims That It Intentionally Reported False Natural Gas Trade Information To Energy Reporting Firms In An Attempt To Manipulate The Price Of Natural Gas Contracts
… $3 MILLION TO SETTLE COMMODITY FUTURES TRADING COMMISSION CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; … wholly owned subsidiary of Black Hills Corporation, Settles CFTC Claims That It Intentionally Reported False Natural Gas …
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EL PASO TRADING UNIT AGREES TO PAY $20 MILLION TO SETTLE CFTC CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; El Paso Merchant Energy, L.P. Settles Claims Under the Commodity Exchange Act That It Intentionally Reported False Natural Gas Price and Volume Information to Energy Reporting Firms in an Attempt to Affect Prices of Natural Gas Contracts
… EL PASO TRADING UNIT AGREES TO PAY $20 MILLION TO SETTLE CFTC CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; El …
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CFTC Warns Students and Job Seekers Not to Become “Money Mules”
… or at the direction of others. The warning comes as part of CFTC’s participation in the global Money Mule Initiative, an … against more than 3,000 money mules, including criminal charges against 24 individuals. “Young people looking for … the ill-gotten gains they received. Over the past year, the CFTC brought charges in two cases that allegedly involved …
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