Displaying results 971 - 980 of 2823
Ohio Commodity Companies Charged with Offering Phony Investments; CFTC Alleges that Two Ohio Firms-- International Monetary Group, Inc. and Currency Management Group, Inc.--and Three Ohio Residents - Anthony Dellarciprete, Emido Dellarciprete, and James Lemmon -- Fraudulently Solicited the Retail Public to Invest in Illegal Foreign Currency Options (FOREX)
… Companies Charged with Offering Phony Investments; CFTC Alleges that Two Ohio Firms-- International Monetary …
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UTAH FEDERAL COURT ENTERS PERMANENT INJUNCTION AGAINST JOHN LARRY SCHENK, SAM GRAY AND FIDELITY TRADERS GROUP IN CFTC ENFORCEMENT ACTION CHARGING FRAUDULENT OPERATION OF FOUR COMMODITY POOLS; Court Permanently Bars John Larry Schenk and Sam Gray From the Commodity Industry and Orders Restitution to Defrauded Investors
… JOHN LARRY SCHENK, SAM GRAY AND FIDELITY TRADERS GROUP IN CFTC ENFORCEMENT ACTION CHARGING FRAUDULENT OPERATION OF …
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FLORIDA BUSINESSES AND EMPLOYEES CHARGED WITH FRAUD; CFTC Alleges that Next Financial Services Unlimited, Inc., New World Trading, LLC, and Employees Aaron Ettinger and Robert LaRocca Fraudulently Solicited Customers to Trade Illegal, Off-Exchange Foreign Currency Option Contracts; Federal Court Enters Order Freezing Defendants' Assets
… FLORIDA BUSINESSES AND EMPLOYEES CHARGED WITH FRAUD; CFTC Alleges that Next Financial Services Unlimited, Inc., …
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CFTC Releases FY 2023 Enforcement Results
… The 2023 annual enforcement actions demonstrate the CFTC’s unwavering commitment to promote the integrity, … of the United States derivatives markets. In FY 2023, the CFTC’s Division of Enforcement (DOE) filed 96 enforcement … [Press Release 8647-23 ] Simultaneously filing and settling charges against the operators of three digital asset …
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BP Agrees to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the Propane Market
… to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the entry of a consent order by the … to manipulate the price of TET propane in April 2003. The CFTC commenced this civil action against BP on June 28, 2006 …
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Concurring Statement of CFTC Commissioner Christy Goldsmith Romero on CFTC v. Goldman Sachs Over and Over Again
… I support this CFTC enforcement case against Goldman Sachs, the fourth case against Goldman in my 18-month tenure at the CFTC. [1] I commend our staff for uncovering the pervasive … and supervision needed to comply with the law. Today’s charges show that Goldman did not fulfill its …
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Nine Florida Defendants Charged with Selling Illegal Foreign Currency (Forex) Options and Defrauding Customers of More than $7 Million
… Options and Defrauding Customers of More than $7 Million CFTC Obtains Federal Court Order Freezing Assets and … D.C. – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in the U.S. … the defendants from destroying documents or denying CFTC staff access to books and records.  A hearing on the …
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U.S. Commodity Futures Trading Commission Files Four Cases and Charges Nine Entities for Fraudulently Soliciting Investors Worldwide
… Commodity Futures Trading Commission Files Four Cases and Charges Nine Entities for Fraudulently Soliciting Investors … The United States Commodity Futures Trading Commission (CFTC) announced today the filing of four enforcement actions … commodity futures and options contracts. Combined, the CFTC’s complaints allege that the defendants, through …
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CFTC Orders The Bank of New York Mellon to Pay $5 Million for Swap Reporting and Supervision Failures and Violation of a Prior CFTC Order
… today issued an order simultaneously filing and settling charges with The Bank of New York Mellon (BNYM) for … a registered swap data repository, in violation of a prior CFTC order against BNYM, and for failing to properly … as required by the Commodity Exchange Act (CEA) and CFTC regulations. [See CFTC Press Release Nos. 8033-19 and …
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BlackRock Institutional Trust Co. NA Agrees to Pay $250,000 Penalty to Settle Charges of Prearranged Trading and Fictitious Sales on the CBOT
… Trust Co. NA Agrees to Pay $250,000 Penalty to Settle Charges of Prearranged Trading and Fictitious Sales on the … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously … and is a wholly owned subsidiary of BlackRock, Inc. The CFTC order requires BlackRock to pay a $250,000 civil …
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