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CFTC Reports
… CFTC Reports Font Size: A A A // Print // Bookmark Commodity … of Market Users... 5 ... Contract Markets Designated by the CFTC, 2001 2006................ 6 .... .. Number of … to the Commission for investigating and pursuing charges against those who do not have proper supervision, …
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CFTC Orders Trafigura to Pay $55 Million for Fraud, Manipulation and Impeding Communications with the CFTC
… today issued an order simultaneously filing and settling charges against Trafigura Trading LLC , a global commodities … of the Commodity Exchange Act (CEA) and associated CFTC regulations. The order requires Trafigura to pay a $55 … “This enforcement action is yet another example of the CFTC’s commitment to ensuring the derivatives markets remain …
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CFTC FILES ENFORCEMENT ACTIONS AGAINST FIRMS FRAUDULENTLY SELLING ILLEGAL FOREIGN CURRENCY (FOREX) OPTIONS; In Two Separate Actions, CFTC Charges (1) the ICS Common Enterprise (three Florida companies) and Three Individuals - Valentin Fernandez, Daniel Phillips, and Manny Kavekos of Florida; and (2) Infinite Trading Group, L.L.C., a Georgia Forex Firm, along with Shawn Christie, Edward Cameron Lindsey and Anthony Garcia of Georgia
… CFTC FILES ENFORCEMENT ACTIONS AGAINST FIRMS FRAUDULENTLY … FOREIGN CURRENCY (FOREX) OPTIONS; In Two Separate Actions, CFTC Charges (1) the ICS Common Enterprise (three Florida …
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U.S. COMMODITY FUTURES TRADING COMMISSION AND OTHER FEDERAL AUTHORITIES COOPERATE TO SHUT DOWN NEW YORK FOREIGN CURRENCY (FOREX) BOILER ROOM OPERATION; CFTC CHARGES RICHMOND GLOBAL ENTITIES OF STATEN ISLAND, NEW YORK AND FOUR INDIVIDUALS WITH DEFRAUDING 160 CUSTOMERS OF MILLIONS OF DOLLARS IN FOREX SCHEME; CFTC Assisted U.S. Attorney’s Office for the Southern District of New York and the Federal Bureau of Investigation
… NEW YORK FOREIGN CURRENCY (FOREX) BOILER ROOM OPERATION; CFTC CHARGES RICHMOND GLOBAL ENTITIES OF STATEN ISLAND, NEW YORK … 160 CUSTOMERS OF MILLIONS OF DOLLARS IN FOREX SCHEME; CFTC Assisted U.S. Attorney’s Office for the Southern …
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COURT ENTERS DEFAULT JUDGMENT AGAINST FLORIDA FOREIGN CURRENCY FIRM AND ITS OFFICERS GRANTING OVER $350,000 IN RESTITUTION TO CUSTOMERS IN 2003 CFTC ENFORCEMENT ACTION; Judgment Entered Against Defendants Bibas Levy Corp., Zacarias Bibas, and Hassan Sharam Stemming From CFTC Charges That They Made False Profit Claims and Misrepresented their Performance Record and the Risks of Foreign Currency Futures Trading
… GRANTING OVER $350,000 IN RESTITUTION TO CUSTOMERS IN 2003 CFTC ENFORCEMENT ACTION; Judgment Entered Against Defendants … Levy Corp., Zacarias Bibas, and Hassan Sharam Stemming From CFTC Charges That They Made False Profit Claims and …
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NEW JERSEY COURT ENTERS PERMANENT INJUNCTION AND RESTITUTION ORDER IN CFTC INJUNCTIVE ACTION AGAINST MURRAY IRA ROSENBERG AND PRO BROKER SERVICES, INC., CHARGING COMMODITY FUTURES AND OPTION FRAUD; Court Permanently Bars Rosenberg From Trading For Others, and Requires Him to Pay $265,000 in Restitution
… COURT ENTERS PERMANENT INJUNCTION AND RESTITUTION ORDER IN CFTC INJUNCTIVE ACTION AGAINST MURRAY IRA ROSENBERG AND PRO …
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CFTC FILES AND SETTLES SIX-COUNT INJUNCTIVE ACTION AGAINST MORRIS J. BENUN, CHARGING THAT HE COMMITTED FRAUD AND CONVERTED FUNDS WHILE OPERATING TWO COMMODITY POOLS; Benun Ordered To Pay Over $1 Million In Restitution To Pool Participants and Is Permanently Barred From the Commodities Industry By Consent Permanent Injunction
… CFTC FILES AND SETTLES SIX-COUNT INJUNCTIVE ACTION AGAINST …
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GRENADIAN COMPANY, A CANADIAN CITIZEN, AND TWO MINNESOTA RESIDENTS CHARGED WITH COMMODITY POOL FRAUD; CFTC Alleges that Sovereign Resource Management, Inc., Ken Mitra, Virgil E. Smith, and Anthony J. Heppner Fraudulently Solicited Individuals to Trade Foreign Currency Futures Contracts and Misappropriated Over $600,000 of Investors' Funds
… TWO MINNESOTA RESIDENTS CHARGED WITH COMMODITY POOL FRAUD; CFTC Alleges that Sovereign Resource Management, Inc., Ken …
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Federal Court in Nebraska Orders Omaha Resident Michael J. Welke to Pay $387,000 to Settle Commodity Pool Fraud Charges
… J. Welke to Pay $387,000 to Settle Commodity Pool Fraud Charges Welke permanently barred from the commodities … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order … and a $130,000 civil monetary penalty to settle CFTC charges of fraud, failure to register with the CFTC, …
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CFTC Awards $4M to Two Whistleblowers
… from both whistleblowers formed the basis for the CFTC's investigations underlying the covered action. One … the reporting, among other factors. “Timely reports to the CFTC are critical for enforcement,” said Director of … credible, and timely assistance to the CFTC that led to the charges being successfully resolved. “ We encourage all …
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