Displaying results 931 - 940 of 2823
CFTC SETTLES CHARGES AGAINST THREE UK-BASED TRADING FIRMS FOR PARTICIPATING IN ILLEGAL WASH TRADES ON U.S. MARKETS; Fimat International Banque SA, Refco Overseas Ltd. and Credit Lyonnais Rouse Limited Ordered to Pay Total of $75,000 in Civil Penalties
… CFTC SETTLES CHARGES AGAINST THREE UK-BASED TRADING FIRMS FOR …
Created on:
CFTC CHARGES MARYLAND MAN AND HIS COMPANY WITH DEFRAUDING CUSTOMERS IN FOREX SCAM; Arthur John Keeffe, II and Calvary Currencies LLC Allegedly Fraudulently Solicited Over $400,000 from Investors to Trade Illegal, Off-Exchange Foreign Currency Futures Contracts
… CFTC CHARGES MARYLAND MAN AND HIS COMPANY WITH DEFRAUDING …
Created on:
Statement of Commissioner Caroline D. Pham Regarding Order Filing and Settling Charges Against BNP Paribas
… Washington, D.C.  — CFTC Commissioner Caroline D. Pham today released the … an order filing and settling swap dealer compliance charges against BNP Paribas: I am concerned that this … is essential to ensuring that compliance with CFTC regulations is a priority and that there are sufficient …
Created on:
Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange
… Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham released the following … asset exchange. “Since May 2022, I have highlighted the CFTC’s leading role in bringing digital assets within the … stablecoins, may be some type of derivative within the CFTC’s jurisdiction.  This complaint makes clear that …
Created on:
Statement of Commissioner Christy Goldsmith Romero Regarding Charges Against Glencore International AG, Glencore Ltd., and Chemoil Corporation
… Goldsmith Romero released the following statement regarding charges against Glencore International AG, Glencore Ltd., … when all eyes are on oil markets, it is critical that the CFTC root out fraud and manipulation that can undermine … of physical and derivatives oil markets.   Today, the CFTC charged Glencore, one of the largest oil traders in the …
Created on:
Rabobank to Pay $475 Million Penalty to Settle Manipulation and False Reporting Charges Related to LIBOR and Euribor
… Million Penalty to Settle Manipulation and False Reporting Charges Related to LIBOR and Euribor CFTC Order Finds that for Nearly Six Years, Rabobank Engaged … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order against Coöperatieve Centrale …
Created on:
CFTC CHARGES TEXAS-BASED COMMODITY TRADING ADVISOR NEXGEN SOFTWARE SYSTEMS, INC., AND OWNER JOHN P. NOVAK WITH COMMODITIES FRAUD; Defendants Allegedly Solicited Customers to Purchase their Advisory Services Using False Claims; Nexgen and Novak also Failed to Register as Commodity Trading Advisors
… CFTC CHARGES TEXAS-BASED COMMODITY TRADING ADVISOR NEXGEN …
Created on:
CFTC Obtains $6.9M Restitution Order Against Three Individuals, Three Florida Firms in Metals Fraud Case
… from further violating the Commodity Exchange Act and CFTC regulations, as charged, and impose trading and … as the Silver Lease Program. These rulings resolve the CFTC’s July 1, 2021, enforcement action. [See CFTC Press Release No. 8404-21 ] Related Criminal Action In …
Created on:
Virginia-Based Forefront Investments Corp. and Richmond Couple Ordered to Pay $260,000 to Settle Undercapitalization Charges
… Ordered to Pay $260,000 to Settle Undercapitalization Charges Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained $260,000 in civil monetary penalties in a CFTC enforcement action charging undercapitalization against …
Created on:
California Commodity Pool Operator and its Sole Manager Charged in Federal Court with Commodity Pool Fraud
… DC — The U.S. Commodity Futures Trading Commission (CFTC) filed a federal lawsuit charging Forward Investment … the defendants from destroying documents or denying CFTC staff access to books and records. The CFTC complaint, filed August 26, 2008, the same day the …
Created on: