Displaying results 871 - 880 of 2823
CFTC BRINGS FRAUD ACTION AGAINST TENNESSEE FOREIGN CURRENCY (FOREX) FIRM AND CERTAIN EMPLOYEES; FxTrade Financial, LLC, Jeffrey A. Mischler, Lee N. Romano II, and Mary Jo Sibbitt Are Charged with Fraud when Soliciting Customers
… CFTC BRINGS FRAUD ACTION AGAINST TENNESSEE FOREIGN CURRENCY …
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FEDERAL COURT ENTERS INTERIM ORDER BARRING LOS ANGELES-BASED FIRM, PROFIT PARTNERS, INC., FROM DEFRAUDING CUSTOMERS IN SELLING COMMODITY FUTUERS AND OPTIONS TRADING SYSTEMS; CFTC Complaint Charges Profit Partners with Fraud
… IN SELLING COMMODITY FUTUERS AND OPTIONS TRADING SYSTEMS; CFTC Complaint Charges Profit Partners with Fraud …
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CALIFORNIA COMMODITY TRADER CHARGED WITH UNAUTHORIZED TRADING, UNLAWFULLY OPERATING A COMMODITY POOL AND ILLEGALLY MANAGING TRADING ACCOUNTS; CFTC Files Complaint Against Donald Steven Smith and His Company, Fibit.com, in Federal District Court
… A COMMODITY POOL AND ILLEGALLY MANAGING TRADING ACCOUNTS; CFTC Files Complaint Against Donald Steven Smith and His …
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CFTC OBTAINS FEDERAL COURT FREEZE OF ASSETS OF PHILADELPHIA COMPANY AND ITS PRESIDENT IN FRAUD ACTION INVOLVING HEDGE FUND AND $230 MILLION COMMODITY POOL; CFTC Charges Philadelphia Alternative Asset Management Co., LLC, And Its President, Paul M. Eustace, With Issuing False Trading Results To Pool Participants; National Futures Association Assists CFTC In Its Action
… CFTC OBTAINS FEDERAL COURT FREEZE OF ASSETS OF PHILADELPHIA … INVOLVING HEDGE FUND AND $230 MILLION COMMODITY POOL; CFTC Charges Philadelphia Alternative Asset Management Co., …
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Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures
… today issued an order simultaneously filing and settling charges against Switzerland-based LYFE, S.A . as the … in violation of the Commodity Exchange Act (CEA) and the CFTC’s regulations. The order further finds SFSL did not … from any further violations, as charged. In the order, the CFTC recognizes that LYFE’s civil monetary penalty in this …
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VIRGINIA COURT ENTERS PERMANENT INJUNCTION AND RESTITUTION ORDER IN CFTC INJUNCTIVE ACTION AGAINST PETER BERZINS CHARGING COMMODITY POOL FRAUD; Court Permanently Bars Berzins From Trading, Seeking Registration Or Acting In Any Capacity Requiring Registration With The CFTC and Requires Him to Pay in Excess of $1 Million in Restitution, 
… COURT ENTERS PERMANENT INJUNCTION AND RESTITUTION ORDER IN CFTC INJUNCTIVE ACTION AGAINST PETER BERZINS CHARGING … Or Acting In Any Capacity Requiring Registration With The CFTC and Requires Him to Pay in Excess of $1 Million in …
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Statement of Commissioner Caroline D. Pham Regarding Charges Against Archegos Capital Management
… D. Pham today released the following statement regarding charges against Archegos Capital Management: “Yesterday the CFTC charged Archegos Capital Management and three of its … in violation of the Commodity Exchange Act and CFTC rules — a scheme that resulted in more than $10 billion …
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CFTC FILES CIVIL INJUNCTIVE COMPLAINT IN FEDERAL COURT IN LOS ANGELES AGAINST S. JAY GOLDINGER AND CAPITAL INSIGHT BROKERAGE, INC., CHARGING A FRAUDULENT TRADE ALLOCATION SCHEME; DEFENDANTS AGREE TO ENTRY OF PERMANENT INJUNCTION AND $6 MILLION DISGORGEMENT ORDER
… CFTC FILES CIVIL INJUNCTIVE COMPLAINT IN FEDERAL COURT IN …
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NEW YORK HEDGE FUND CHARGED WITH MISAPPROPRIATING MORE THAN $1.1 MILLION IN COMMODITY SCAM; CFTC Sues Remco Capital Management, Inc., Nutone Asset Management, Ltd., and Andrei Maruha, Alleging They Defrauded at Least 31 Investors
… MISAPPROPRIATING MORE THAN $1.1 MILLION IN COMMODITY SCAM; CFTC Sues Remco Capital Management, Inc., Nutone Asset …
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CFTC FINDS THAT TRADING ADVISOR, GEORGE R. HARRISON OF CLAREMONT, NH, USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF COMMODITY TRADING SYSTEM; Respondent George R. Harrison Settles Charges He Made False Claims About MBP Method
… CFTC FINDS THAT TRADING ADVISOR, GEORGE R. HARRISON OF … TRADING SYSTEM; Respondent George R. Harrison Settles Charges He Made False Claims About MBP Method …
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