Displaying results 81 - 90 of 2823
CFTC Charges Florida Resident and His Panamanian Corporation with Fraud and Misappropriation
… Release: 5733-09 For Release: October 15, 2009 CFTC Charges Florida Resident and His Panamanian Corporation with … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action … CFTC Charges Florida Resident and His Panamanian Corporation …
Created on:
CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain Books and Records
… #3997-97 (CFTC Docket #97-6) … CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain …
Created on:
CFTC Charges Companies and Individual with Forex Fraud and Registration Violations
… and David Wayne Mayer of Roswell, Georgia. The complaint charges all three defendants with sales solicitation fraud and failing to register with the CFTC. The complaint alleges that from at least July 2018 to … trading account using the forex trading system. Related CFTC Enforcement Action In a previous, related case, the …
Created on:
CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets
… CFTC Charges Proprietary Trader with Spoofing in Soybean Futures … Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Kevin Crepeau , of Chicago, Illinois, a … CFTC Charges Proprietary Trader with Spoofing in Soybean …
Created on:
CFTC Settles Charges against Defendant Robert Mihailovich, Jr. for Making False Statements to the CFTC
… June 13, 2012 CFTC Settles Charges against Defendant Robert Mihailovich, Jr. for Making False Statements to the CFTC Federal court in Texas orders Mihailovich, Jr. to pay … CFTC Settles Charges against Defendant Robert Mihailovich, Jr. for Making …
Created on:
CFTC Charges Chairman of Board of Interdealer Broker with Supervisory Failures
… September 28, 2018 CFTC Charges Chairman of Board of Interdealer Broker with … Washington, DC —The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … CFTC Charges Chairman of Board of Interdealer Broker with …
Created on:
CFTC Charges Former Hawaii Resident in Forex and Futures Ponzi Scheme
… unlawful commodity pool, and failure to register with the CFTC. According to the complaint, Bryant fraudulently … the coronavirus pandemic. In its continuing litigation, the CFTC seeks restitution, disgorgement of ill-gotten gains, … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. The CFTC acknowledges and …
Created on:
CFTC Charges California Man and His Company with Commodity Options Fraud
… Release: 5675-09 For Release: July 9, 2009 CFTC Charges California Man and His Company with Commodity … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged David Michael Kogan and his company, … CFTC Charges California Man and His Company with Commodity …
Created on:
CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation
… and Wobit (collectively, Cryptobravos). The complaint charges the defendants with fraudulently soliciting and … commodities for them. In its continuing litigation, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “This case is a triumph of …
Created on:
CFTC Charges Former Registrant with Making False and Misleading Statements During a CFTC Investigation
… September 30, 2019 CFTC Charges Former Registrant with Making False and Misleading Statements During a CFTC Investigation Washington, DC — The U.S. Commodity … CFTC Charges Former Registrant with Making False and Misleading …
Created on: