Displaying results 781 - 790 of 2823
CFTC files enforcement action charging David and Mark Sitzmann and Sitzmann Commodities Inc. with fraudulent trading practices in the CME'slive cattle and hog futures contract
… CFTC files enforcement action charging David and Mark …
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CFTC Obtains Judgment Against Wisconsin Man for Fraud, Misappropriation Scheme
… permanently bans him from trading and registering with the CFTC and prohibits him from further violating provisions of … Commodity Exchange Act, as charged. The order resolves a CFTC enforcement action filed in March 2021, which charged … prohibited activities as a commodity trading advisor. [See CFTC Press Release No.  8367-21 .] According to the court’s …
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FRAUD CHARGES BROUGHT AGAINST FLORIDA FOREIGN CURRENCY FIRMS AND EMPLOYEES; CFTC Alleges that Sterling Trading Group, Inc., Universal FX, Inc., and Employees Joseph Arsenault and Andrew Stern Defrauded Customers and Defendant Graystone Browne Financial, Inc. Charged with Offering Illegal Option Contracts
… FRAUD CHARGES BROUGHT AGAINST FLORIDA FOREIGN CURRENCY FIRMS AND EMPLOYEES; CFTC Alleges that Sterling Trading Group, Inc., Universal …
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CFTC Charges New York Corporations Safety Capital Management, Inc. & GNS Capital, Inc., both d/b/a FOREXNPOWER, & New York City Residents John Won, Sungmi Kang & Tae Hung Kang with Fraudulently Soliciting Over $1.5 Million in a Forex Fraud Scheme
… September 25, 2015 CFTC Charges New York Corporations Safety Capital Management, … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement action in the U.S. District Court … CFTC Charges New York Corporations Safety Capital Management, …
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CFTC CHARGES FLORIDA FIRM COMMODITY INVESTMENT GROUP AND ITS PRINCIPALS WITH FRAUD RESULTING IN OVER $9 MILLION IN LOSSES TO CUSTOMERS; CFTC Alleges That Linda and Michael Kuhney Fraudulently Solicited Customers To Trade Commodity Options Contracts
… CFTC CHARGES FLORIDA FIRM COMMODITY INVESTMENT GROUP AND ITS … FRAUD RESULTING IN OVER $9 MILLION IN LOSSES TO CUSTOMERS; CFTC Alleges That Linda and Michael Kuhney Fraudulently …
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NEW YORK FOREIGN CURRENCY (FOREX) FIRM CHARGED WITH DEFRAUDING 378 INVESTORS OF MORE THAN $7 MILLION IN COMMODITY SCAM; CFTC Charges Sun Platinum Group LLC and Eduard Dmanskiy With Commodity Scam Involving Offshore Entities; Federal District Court Judge Orders Defendants' Assets Frozen
… 378 INVESTORS OF MORE THAN $7 MILLION IN COMMODITY SCAM; CFTC Charges Sun Platinum Group LLC and Eduard Dmanskiy With …
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UTAH FEDERAL COURT ENTERS PRELIMINARY INJUNCTION AGAINST STEPHEN W. BROCKBANK, CAROL J. LOVE, AND BIRMA, LTD., IN CFTC ENFORCEMENT ACTION CHARGING FRAUDULENT OPERATION OF A COMMODITY POOL
… STEPHEN W. BROCKBANK, CAROL J. LOVE, AND BIRMA, LTD., IN CFTC ENFORCEMENT ACTION CHARGING FRAUDULENT OPERATION OF A …
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CFTC Charges Florida Companies, Three Principals, With Nationwide Telemarketing Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities
… CFTC Charges Florida Companies, Three Principals, With Nationwide …
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ENRON SETTLES CFTC COMPLAINT CHARGING IT WITH MANIPULATING NATURAL GAS PRICES IN JULY 2001; Federal District Court Enters Consent Order of Permanent Injunction Against Enron
… ENRON SETTLES CFTC COMPLAINT CHARGING IT WITH MANIPULATING NATURAL GAS …
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CFTC AND STATE OF MARYLAND CHARGE MARYLAND RESIDENT ANDREW SILBERSTEIN WITH STEALING INVESTOR FUNDS IN COMMODITY FUTURES SCAM; Federal Court Enters Order Freezing Silberstein's Assets
… CFTC AND STATE OF MARYLAND CHARGE MARYLAND RESIDENT ANDREW …
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