Displaying results 771 - 780 of 2823
CFTC Institutes Proceedings Against William Koerner and IV Great River Corp. -- Both of Vero Beach, Florida -- Alleging Fraud and Simultaneously Settles the Charges, 4104-98 (CFTC Docket 98-5) , February 9, 1998.
… CFTC Institutes Proceedings Against William Koerner and IV … Florida -- Alleging Fraud and Simultaneously Settles the Charges, 4104-98 (CFTC Docket 98-5) , February 9, 1998. …
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CFTC Charges Bethesda, Maryland Firm and Their Principal with Fraud and Sale of Illegal Off-Exchange Foreign Currency Futures Contracts in International Foreign Currency Trading Scheme
… CFTC Charges Bethesda, Maryland Firm and Their Principal with …
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CFTC Secures Judgement Against New York Companies to Pay Over $2.4 Million in Restitution, Penalties for Forex Fraud
… The default judgment resolves all remaining claims in the CFTC’s Sept. 25, 2015, complaint [See CFTC Press Release No.  7245-15 ]. A consent order entered … Aug. 31, 2022, resolved all claims against Kang [See CFTC Press Release No.  8583-22 ]. A Sept. 19, 2024, summary …
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CFTC Charges Matthew J. Marcus and His California Company, Tech Power, Inc., and John D. Briner and His Canadian Law Firm, MetroWest Law Corp., with a Money Pass Scheme Involving More than 1,200 Single Stock Futures Trades
… April 17, 2015 CFTC Charges Matthew J. Marcus and His California Company, Tech … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement … CFTC Charges Matthew J. Marcus and His California Company, Tech …
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CFTC FREEZES OVER $1.5 MILLION OF HEDGE FUND'S ASSETS IN FRAUD CASE; CFTC Charges Stuart Pippin, Individually And Doing Business As Pippin Investments, With Fraud For Issuing False Trading Results To Pool Participants
… CFTC FREEZES OVER $1.5 MILLION OF HEDGE FUND'S ASSETS IN FRAUD CASE; CFTC Charges Stuart Pippin, Individually And Doing Business As …
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CFTC Files Enforcement Action Charging Two Chicago Firms and Resident with a Failure to Supervise Foreign Accounts; CFTC Files Complaint Against Excellent USA And John Gallwas and Accepts Settlement Offer From LFG
… CFTC Files Enforcement Action Charging Two Chicago Firms and Resident with a Failure to Supervise Foreign Accounts; CFTC Files Complaint Against Excellent USA And John Gallwas …
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CFTC Charges Global Currencies, Ltd., Leon Levitis, Ilya Levitis, Alex Efrosman, and Paul Manfre with Fraud in the Sale of Illegal Foreign Currency Futures Contracts
… CFTC Charges Global Currencies, Ltd., Leon Levitis, Ilya Levitis, …
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CFTC CHARGES CALIFORNIA MAN AND HIS COMPANY WITH DEFRAUDING CUSTOMERS; James J. Zhou and Jade Trader Allegedly Fraudulently Solicited Customers to Trade Commodity Futures Contracts
… CFTC CHARGES CALIFORNIA MAN AND HIS COMPANY WITH DEFRAUDING …
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Commodity Software Vendor Charged with Violating CFTC Order; Defendant Richard Swannell Sold His Elliott Wave Analyzer Software Programs Through His Website
… Commodity Software Vendor Charged with Violating CFTC Order; Defendant Richard Swannell Sold His Elliott Wave …
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CFTC Files Civil Anti-fraud Charges in Michigan District Court Against Gary Berus Individually and D/B/A Profit Masters Group, Meca International, and Patricia Gale
… CFTC Files Civil Anti-fraud Charges in Michigan District Court Against Gary Berus …
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