Displaying results 751 - 760 of 2823
CFTC Charges MF Global Inc., MF Global Holdings Ltd., Former CEO Jon S. Corzine, and Former Employee Edith O’Brien for MF Global’s Unlawful Misuse of Nearly One Billion Dollars of Customer Funds and Related Violations
… June 27, 2013 CFTC Charges MF Global Inc., MF Global Holdings Ltd., Former CEO … DC - The U.S. Commodity Futures Trading Commission (CFTC) today filed an enforcement action in the United States … CFTC Charges MF Global Inc., MF Global Holdings Ltd., Former CEO …
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CFTC FILES ENFORCEMENT ACTION AGAINST FOUR CSCE FLOOR BROKERS, CHARGING THEM WITH UNLAWFULLY TRADING COFFEE FUTURES; Joseph Defrancesco, Ronald Kilbride, and Brian Thornton Charged with Fraud, Bucketing of Customer Orders, and Reporting Non-Bona Fide Prices; Defrancesco, Kilbride, Thornton, and Marc Greenstein Also Face Charges of Noncompetitive Trading, Illegal Wash Sales, and Accommodation Trades
… CFTC FILES ENFORCEMENT ACTION AGAINST FOUR CSCE FLOOR … Kilbride, Thornton, and Marc Greenstein Also Face Charges of Noncompetitive Trading, Illegal Wash Sales, and …
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FEDERAL COURT ISSUES ORDER FREEZING ASSETS OF FLORIDA FOREIGN CURRENCY TRADING FIRM AND ITS VICE-PRESIDENT; BOTH CHARGED WITH FRAUD; CFTC Charges Defendants G7 Advisory Services, LLC and Michel Geraud With Fraudulently Soliciting Customers to Trade Foreign Currency Options
… FIRM AND ITS VICE-PRESIDENT; BOTH CHARGED WITH FRAUD; CFTC Charges Defendants G7 Advisory Services, LLC and Michel …
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CFTC CHARGES JAMES STEPHENS III, AND TRENDSYSTEMS, INC. WITH COMMODITY FUTURES AND OPTIONS FRAUD AND OBTAINS STATUTORY RESTRAINING ORDER FREEZING DEFENDANTS’ ASSETS AND RECORDS
… CFTC CHARGES JAMES STEPHENS III, AND TRENDSYSTEMS, INC. WITH …
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U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES IOWA MAN WITH FRAUD; CFTC Alleges that Victor Lochmann Misappropriated Customer Funds and Engaged in Unauthorized Trading
… U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES IOWA MAN WITH FRAUD; CFTC Alleges that Victor Lochmann Misappropriated Customer …
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CINERGY MARKETING & TRADING, LP FOUND TO HAVE REPORTED FALSE ENERGY PRICES; Agrees to Pay a $3 Million Civil Monetary Penalty to Settle CFTC Charges
… Agrees to Pay a $3 Million Civil Monetary Penalty to Settle CFTC Charges …
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CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide
… CFTC Charges California Company, Its President and Three of the …
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CFTC Charges Oster Communications, Inc. d/b/a Future Source With Committing Fraud and With Registration Violations in Connection With Sale and Marketing of JDI Limited's "Micro-Trading System"
… CFTC Charges Oster Communications, Inc. d/b/a Future Source With …
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Hedge Fund Moore Capital Management, LP, and Its Affiliates Moore Capital Advisors, LLC and Moore Advisors, Ltd., Ordered to Pay a $25 Million Penalty to Settle CFTC Charges of Attempted Manipulation of Platinum and Palladium Futures Settlement Prices
… Ltd., Ordered to Pay a $25 Million Penalty to Settle CFTC Charges of Attempted Manipulation of Platinum and Palladium Futures Settlement Prices CFTC imposes registration and trading restrictions. … Ltd., Ordered to Pay a $25 Million Penalty to Settle CFTC Charges of Attempted Manipulation of Platinum and …
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CFTC OBTAINS FEDERAL COURT ORDER FREEZING ASSETS OF BULGARIAN WEBSITE OWNER IN FOREIGN CURRENCY FRAUD ACTION; CFTC Charges Marin Illiev Yanev with Fraudulent Solicitation of Customers Through His Websites
… CFTC OBTAINS FEDERAL COURT ORDER FREEZING ASSETS OF … BULGARIAN WEBSITE OWNER IN FOREIGN CURRENCY FRAUD ACTION; CFTC Charges Marin Illiev Yanev with Fraudulent Solicitation of …
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