Displaying results 741 - 750 of 2823
CFTC IMPOSES A TOTAL OF $34 MILLION IN CIVIL PENALTIES ON THREE ENERGY TRADING FIRMS; Reliant Energy Services, Inc. To Pay $18 Million To Settle Charges of False Reporting and Attempted Manipulation, As Well As Charges of Wash Sales; and, CMS Marketing Services & Trading and CMS Field Services To Pay $16 Million to Settle Charges of False Reporting and Attempted Manipulation
… CFTC IMPOSES A TOTAL OF $34 MILLION IN CIVIL PENALTIES ON … Reliant Energy Services, Inc. To Pay $18 Million To Settle Charges of False Reporting and Attempted Manipulation, As Well As Charges of Wash Sales; and, CMS Marketing Services & Trading …
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CFTC FILES ADMINISTRATIVE COMPLAINT AGAINST CARGILL INC., CHARGING THAT CARGILL OFFERED TO ENTER AND ENTERED INTO ILLEGAL AGRICULTURAL OPTION CONTRACTS; CFTC Alleges that Cargill’s Premium Offer Contract Violates the Commodity Exchange Act and CFTC Regulations
… CFTC FILES ADMINISTRATIVE COMPLAINT AGAINST CARGILL INC., … AND ENTERED INTO ILLEGAL AGRICULTURAL OPTION CONTRACTS; CFTC Alleges that Cargill’s Premium Offer Contract Violates the Commodity Exchange Act and CFTC Regulations …
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LOS ANGELES-AREA FOREIGN CURRENCY (FOREX) FIRM EMERALD WORLDWIDE HOLDINGS, INC., CHARGED WITH DEFRAUDING MORE THAN 300 CUSTOMERS OF OVER $4.7 MILLION IN COMMODITY SCAM; CFTC Also Charges Jan Lu Hao and Jian Zhuang in Scheme to Defraud
… THAN 300 CUSTOMERS OF OVER $4.7 MILLION IN COMMODITY SCAM; CFTC Also Charges Jan Lu Hao and Jian Zhuang in Scheme to Defraud …
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CFTC CHARGES FLORIDA COMMODITY POOL OPERATOR LONGBOAT GLOBAL FUNDS MANAGEMENT, LLC AND ITS PRESIDENT, ROBERT JOSEPH BEASLEY, WITH FRAUD; CFTC Alleges That Defendants Fraudulently Misrepresented Certain Investments
… CFTC CHARGES FLORIDA COMMODITY POOL OPERATOR LONGBOAT GLOBAL … LLC AND ITS PRESIDENT, ROBERT JOSEPH BEASLEY, WITH FRAUD; CFTC Alleges That Defendants Fraudulently Misrepresented …
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CFTC FILES ENFORCEMENT ACTION AGAINST FORMER CEO OF ANICOM, INC.; Pending Federal Criminal Charges Against Scott C. Anixter Alleged As Grounds for Suspending His CFTC Floor Trader Registration
… CFTC FILES ENFORCEMENT ACTION AGAINST FORMER CEO OF ANICOM, INC.; Pending Federal Criminal Charges Against Scott C. Anixter Alleged As Grounds for Suspending His CFTC Floor Trader Registration …
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NEW YORK FLOOR BROKER SETTLES CFTC ACTION CHARGING RECORDKEEPING VIOLATIONS; CFTC Order Requires Daniel Lipton to Pay A Civil Monetary Penalty and Restricts His Registration for Two Years
… NEW YORK FLOOR BROKER SETTLES CFTC ACTION CHARGING RECORDKEEPING VIOLATIONS; CFTC Order Requires Daniel Lipton to Pay A Civil Monetary …
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FLORIDA WOMAN AND COMPANY SETTLE CFTC CHARGES ALLEGING THEY FRAUDULENTLY MARKETED COMMODITY TRADING SYSTEMS; CFTC Imposed Trading Bans and Penalties on Bernadette Flavell and Systems of Success – Window to Profit (SOS)
… FLORIDA WOMAN AND COMPANY SETTLE CFTC CHARGES ALLEGING THEY FRAUDULENTLY MARKETED COMMODITY TRADING SYSTEMS; CFTC Imposed Trading Bans and Penalties on Bernadette …
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Federal Court Orders Georgia Resident Hendrik A. Van Beuningen & His Company, DeBrink Trading Fund I, LLC, to Pay $910,000 in Sanctions to Settle CFTC Charges of Fraud, Misappropriation & Registration Violations in Connection with Their Commodity Pool
… Trading Fund I, LLC, to Pay $910,000 in Sanctions to Settle CFTC Charges of Fraud, Misappropriation, and Registration … DC -- The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order imposing a … Trading Fund I, LLC, to Pay $910,000 in Sanctions to Settle CFTC Charges of Fraud, Misappropriation & Registration …
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CFTC Charges Colorado Company R2 Capital Group, LLC, and its owners, Ryan Tomazin, Ryan Madigan, Randell A.Vest, RAST Investor Group, LLC, Madigan Enterprises, Inc., and Bulletproof Vest, Inc. with Fraud and Misappropriation
… August 21, 2014 CFTC Charges Colorado Company R2 Capital Group, LLC, and its … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on August 15, 2014, Chief Judge … CFTC Charges Colorado Company R2 Capital Group, LLC, and its …
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CFTC Charges Seattle Residents Sung Hong a/k/a Lawrence or Laurence Hong, Hyun Joo Hong a/k/a Grace Hong, and Her Company Pishon Holding LLC with Fraudulently Soliciting More than $11 Million from Customers in Connection with Trading Futures
… June 8, 2017 CFTC Charges Seattle Residents Sung Hong a/k/a Lawrence or … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced that on June 1, 2017, Judge James Robart of … of Investigation, Seattle Division, on related criminal charges. The U.S. Attorney’s office for the Western District …
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