Displaying results 731 - 740 of 2823
CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations
… September 29, 2015 CFTC Charges Florida Resident Todd Owen Marshall and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil injunctive … CFTC Charges Florida Resident Todd Owen Marshall and His …
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CFTC Charges New Jersey Resident Michael S. Wright and New York Firm Wright Time Capital Group LLC (d/b/a Global FX Club) with Solicitation Fraud and Misappropriation in connection with a Pooled Investment in Foreign Currency Derivatives Trading
… June 22, 2017 CFTC Charges New Jersey Resident Michael S. Wright and New York … a Pooled Investment in Foreign Currency Derivatives Trading CFTC Complaint also Charges them with Issuing False Account … CFTC Charges New Jersey Resident Michael S. Wright and New York …
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CFTC Charges New York Financial Advisor Wayne Pennoyer Weddington III & His Companies, Brunswick Capital & Brunswick Capital Partners, with Solicitation Fraud, Making False Statements & Registration Violations in Connection with Operating a Commodity Pool
… April 18, 2014 CFTC Charges New York Financial Advisor Wayne Pennoyer Weddington … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed an enforcement action against Defendant … CFTC Charges New York Financial Advisor Wayne Pennoyer Weddington …
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CFTC CHARGES PHILLIP FERGUSON d/b/a FERGUSON FINANCIAL, B& F TRADING, AND FIRST INVESTOR’S GROUP WITH COMMODITY POOL FRAUD AND FAILURE TO REGISTER AS A COMMODITY POOL OPERATOR
… CFTC CHARGES PHILLIP FERGUSON d/b/a FERGUSON FINANCIAL, B& F …
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CFTC CHARGES ROBERT L. DORMAGEN AND DELTA FINANCIAL CORP. WITH FRAUD IN CONNECTION WITH THE CAPITAL GROUP III, L.P. COMMODITY POOL AND OTHER INDIVIDUAL CUSTOMERS
… CFTC CHARGES ROBERT L. DORMAGEN AND DELTA FINANCIAL CORP. WITH …
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CFTC Files Administrative Complaint Against Selwyn "SY" Gaiber of  Indian Wells, California, Charging Violations of the Commodity Exchange Act and Commission Regulations,
… CFTC Files Administrative Complaint Against Selwyn "SY" …
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CFTC CHARGES CHICAGO FUTURES FIRM AND ITS PRESIDENT WITH FAILURE TO SUPERVISE; Robbins Futures, Inc. and Joel Robbins Ignored Signs of Ponzi Scheme
… CFTC CHARGES CHICAGO FUTURES FIRM AND ITS PRESIDENT WITH FAILURE …
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CFTC CHARGES SANTA MONICA, CALIFORNIA, BUSINESSMAN & WEBSITE OPERATOR JAMES WEATHERFORD WITH FRAUD IN SOLICITING CUSTOMERS TO TRADE S&P 500 E-MINI FUTURES CONTRACTS
… CFTC CHARGES SANTA MONICA, CALIFORNIA, BUSINESSMAN & WEBSITE …
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Georgia Defendants Settle Commodity Fraud Charges; CFTC Permanently Bans James E. Stephens, III, and Trendsystems, Inc. from Trading on Behalf of Others
… Georgia Defendants Settle Commodity Fraud Charges; CFTC Permanently Bans James E. Stephens, III, and …
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CFTC Orders Former CBOT Floor Broker Kent Woods to Pay $200,000 Penalty and Charges Introducing Broker Futures International LLC and Chief Operating Officer Amadeo Cerrone with Trade Practice Violations and Supervision Failures
… October 9, 2014 CFTC Orders Former CBOT Floor Broker Kent Woods to Pay $200,000 Penalty and Charges Introducing Broker Futures International LLC and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the issuance of an Order filing and …
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