Displaying results 721 - 730 of 2823
DUKE ENERGY TRADING AND MARKETING, L.L.C., AN AFFILIATE OF DUKE ENERGY CORPORATION, PAYS $28 MILLION TO SETTLE CFTC CHARGES OF ATTEMPTED MANIPULATION; Duke Energy Trading and Marketing Charged With False Reporting and Attempted Manipulation in Violation of the Commodity Exchange Act
… OF DUKE ENERGY CORPORATION, PAYS $28 MILLION TO SETTLE CFTC CHARGES OF ATTEMPTED MANIPULATION; Duke Energy Trading and …
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ST. LOUIS COMMODITY TRADER AND HIS COMPANY CHARGED WITH TAKING AS MUCH AS $494,000 FROM INVESTORS; CFTC Also Charges Defendants With Giving Investors False Account Statements Showing Profitable Trading When the Defendants Were Losing Money
… CHARGED WITH TAKING AS MUCH AS $494,000 FROM INVESTORS; CFTC Also Charges Defendants With Giving Investors False Account …
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CFTC and State of Utah Amend Their Complaint Against Rust Rare Coin and Gaylen Rust to Charge Additional Defendants for Participating in $200 Million Salt Lake City Precious Metals Ponzi Scheme
… December 17, 2018 CFTC and State of Utah Amend Their Complaint Against Rust … Washington, DC — The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division of … a commodity in interstate commerce (Silver Pool). [See CFTC Press Release 7842-18 ]   Specifically, the First …
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CFTC Charges Melody Nganthuy Phan of California and Her Companies, My Forex Planet, Inc., Wal Capital, S.A., and Top Global Capital, Inc., with Operating a Fraudulent $3.7 Million Off-Exchange Forex Scheme
… February 27, 2014 CFTC Charges Melody Nganthuy Phan of California and Her … a Fraudulent $3.7 Million Off-Exchange Forex Scheme The CFTC also Charges Melody Nganthuy Phan with Fraud by an … CFTC Charges Melody Nganthuy Phan of California and Her …
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CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme
… December 5, 2012 CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. … in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that defendants conducted illegal, off-exchange … CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. …
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Federal Court Freezes Assets of Texas Trading Firms M25 Investments, Inc. and M37 Investments, LLC, and Scott Kear, Sr., Jeffrey Lyon and David Seaman, Charged by the CFTC with an $8 Million Forex Fraud
… Kear, Sr., Jeffrey Lyon and David Seaman, Charged by the CFTC with an $8 Million Forex Fraud Court appoints a … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced it obtained an emergency court order … they were earning two percent every month. The CFTC also charges M25 and the individual defendants with registration …
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Federal Court Order Freezes Assets of Illinois Commodity Pool Operator Brookshire Raw Materials Management, LLC and its Canadian Principals Based on CFTC Charges of Misappropriating More Than $4.6 Million in a Ponzi Scheme
… Management, LLC and its Canadian Principals Based on CFTC Charges of Misappropriating More Than $4.6 Million in a … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a federal court order … Management, LLC and its Canadian Principals Based on CFTC Charges of Misappropriating More Than $4.6 Million in a …
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CFTC FILES ADMINISTRATIVE COMPLAINT AGAINST STEVEN C. BRENNER AND JAMI WEISNER BRENNER CHARGING BRENNER WITH VIOLATIONS OF A CFTC TRADING PROHIBITION AND OF A COMMISSION ORDER AND WEISNER WITH AIDING AND ABETTING THOSE VIOLATIONS
… CFTC FILES ADMINISTRATIVE COMPLAINT AGAINST STEVEN C. … JAMI WEISNER BRENNER CHARGING BRENNER WITH VIOLATIONS OF A CFTC TRADING PROHIBITION AND OF A COMMISSION ORDER AND …
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FORMER CHIEF OPERATING OFFICER OF A COMMODITY FIRM SETTLES CFTC ACTION CHARGING SUPERVISORY FAILURES; CFTC Finds That Mark Vaughn Failed To Supervise Diligently The Handling Of Foreign Customer Accounts
… FORMER CHIEF OPERATING OFFICER OF A COMMODITY FIRM SETTLES CFTC ACTION CHARGING SUPERVISORY FAILURES; CFTC Finds That Mark Vaughn Failed To Supervise Diligently …
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UTAH COMPANY AND FOUR UTAH RESIDENTS CHARGED WITH COMMODITY POOL FRAUD; CFTC Alleges Gahma Corporation, John Garrett, Allen Andersen and Robert Heninger Fraudulently Solicited at Least $700,000 from Individuals to Trade Commodity Futures Contracts; CFTC Also Charges Stephen Brockbank, an Advisor to the Pool, with Fraud; This is the Second Fraud Action Filed by the CFTC Against Brockbank
… AND FOUR UTAH RESIDENTS CHARGED WITH COMMODITY POOL FRAUD; CFTC Alleges Gahma Corporation, John Garrett, Allen Andersen … from Individuals to Trade Commodity Futures Contracts; CFTC Also Charges Stephen Brockbank, an Advisor to the Pool, with …
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