Displaying results 701 - 710 of 2823
CFTC Charges Carlos Javier Ramirez and His Companies, Gold Chasers, Inc. and Royal Leisure International, Inc., with Misappropriation, Fraudulent Sales Solicitation, and Issuing False Statements in Fraud Schemes Involving Gold
… February 14, 2017 CFTC Charges Carlos Javier Ramirez and His Companies, Gold … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal civil … the purported purchase of physical gold. According to the CFTC Complaint, since at least February 14, 2012 through at …
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CFTC SUES AMERICAN ELECTRIC POWER COMPANY, INC. AND ITS SUBSIDIARY, CHARGING FALSE REPORTING AND ATTEMPTED MANIPULATION OF NATURAL GAS PRICES; AEP and its Subsidiary Charged with Routinely Reporting Thousands of False Natural Gas Trades to Publications
… CFTC SUES AMERICAN ELECTRIC POWER COMPANY, INC. AND ITS …
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WALL STREET UNDERGROUND, INC. AND OTHERS CHARGED WITH FRAUDULENTLY PROMOTING COMMODITY TRADING SYSTEMS; CFTC Charges Kansas City Commodity Promoters With Making False Claims and Guarantees to Customers; At Least 1000 People Invested in the Multimillion-Dollar Scam
… WITH FRAUDULENTLY PROMOTING COMMODITY TRADING SYSTEMS; CFTC Charges Kansas City Commodity Promoters With Making False …
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NEW YORK FOREIGN CURRENCY (FOREX) FIRM CHARGED WITH DEFRAUDING 230 INVESTORS OF $6.4 MILLION; CFTC Charges Holston, Young, Parker & Associates, Conetto Holding Company, Ltd, and Holsten's President With Commodity Scam Using Offshore Banks
… FIRM CHARGED WITH DEFRAUDING 230 INVESTORS OF $6.4 MILLION; CFTC Charges Holston, Young, Parker & Associates, Conetto Holding …
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CFTC Charges Florida-based Forex Monthly Income Fund, LLC and its Principals Jean Chauvel, Renaud Pierre-Charles, and Employee and Agent Robert Tripode with Forex Pool Fraud and Other Violations
… October 7, 2014 CFTC Charges Florida-based Forex Monthly Income Fund, LLC and its … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that on September 30, 2014, Judge … CFTC Charges Florida-based Forex Monthly Income Fund, LLC and its …
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Daniel Shak, Former Principal of SHK Management LLC, and SHK Management LLC to Jointly Pay $400,000 Penalty to Settle CFTC Charges of Attempted Manipulation of NYMEX Crude Oil Futures Contracts
… Management LLC to Jointly Pay $400,000 Penalty to Settle CFTC Charges of Attempted Manipulation of NYMEX Crude Oil Futures … DC — The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges that … Management LLC to Jointly Pay $400,000 Penalty to Settle CFTC Charges of Attempted Manipulation of NYMEX Crude Oil …
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Federal Court in Puerto Rico Orders Angel F. Collazo, ACJ Capital, Inc., and Solid View Capital LLC to Pay over $1.5 Million to Settle Forex Fraud Charges in CFTC Enforcement Action
… Capital LLC to Pay over $1.5 Million to Settle Forex Fraud Charges in CFTC Enforcement Action Court also orders Fernando Clemente … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court … to Pay over $1.5 Million to Settle Forex Fraud Charges in CFTC Enforcement Action …
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Federal Court Grants CFTC Motion for Summary Judgment, Orders Former Hedge Fund Manager to Pay $2.2 Million for Swap Valuation Fraud
… Southern District of New York entered an order granting the CFTC’s motion for summary judgment against James R. … engaging in further violations of the CEA, trading in any CFTC-regulated markets, entering into any transaction … in forfeiture.  The summary judgment order resolves the CFTC’s enforcement action filed Feb.17, 2022, which charged …
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CFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, a/k/a/ Argenta Capital GP LLC, Phaetra Capital Management LP, a/k/a Argenta Capital LLC, and Argenta Group LLC with Misappropriation and Fraud
… June 3, 2016 CFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … CFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, …
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CFTC FILES CIVIL INJUNCTIVE ENFORCEMENT AGAINST DENVER-BASED CLAIRMONT CAPITAL CORP., AND ITS PRINCIPALS, GEOFFREY L. MANN AND CHARLES W. TRENCH, CHARGING THEM WITH FRAUD AND SELLING ILLEGAL FOREIGN CURRENCY OPTIONS; CFTC Action Charges That The Defendants Made False Representations Regarding Potential Profits and Risks;
… CFTC FILES CIVIL INJUNCTIVE ENFORCEMENT AGAINST DENVER-BASED … WITH FRAUD AND SELLING ILLEGAL FOREIGN CURRENCY OPTIONS; CFTC Action Charges That The Defendants Made False Representations …
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