Displaying results 71 - 80 of 2823
… 11. In continuing litigation against the defendants, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “As this enforcement action shows, the CFTC will vigorously investigate and seek to hold …
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… in the fraudulent scheme. In its continuing litigation, the CFTC seeks full restitution, disgorgement of any ill-gotten … against future violations of the Commodity Exchange Act and CFTC regulations, as charged. Case Background According to … $170,000 to clients despite repeated client requests. The CFTC cautions victims that restitution orders may not result …
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… September 30, 2019 CFTC Charges Individual with Multi-Million Dollar Bitcoin Fraud … District Court for the Southern District of New York, the CFTC alleges that contrary to Thompson’s false … CFTC Charges Individual with Multi-Million Dollar Bitcoin Fraud …
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… October 1, 2019 CFTC Settles Swaps Reporting Charges Against PNC Bank Washington, DC — On Monday, September 30, 2019, the CFTC filed and settled charges against PNC Bank, National … CFTC Settles Swaps Reporting Charges Against PNC Bank …
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… funds. Ichioka does not contest his liability on the CFTC’s claims, and has agreed to the entry of a proposed … consent order of judgment admitting his liability on the charges in the complaint. In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, …
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… August 29, 2018 CFTC Charges Forex Trader and Firm with Fraud and Registration … Washington, DC —The Commodity Futures Trading Commission (CFTC) today filed a federal court enforcement action in the … CFTC Charges Forex Trader and Firm with Fraud and Registration …
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… millions of dollars. In its continuing litigation, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “This case … v. Golden , No. 22 cr. 88 (E.D.N.Y. March 8, 2022).] The CFTC appreciates the assistance of the U.S. Attorney’s …
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… June 7, 2011 CFTC Charges Neal E. Hall of North Carolina with Registration and … DC -- The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint against Neal … as a CTA in exchange for payment in the form of either flat charges or a percentage of profits from customers. Hall used …
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… based in the West Bloomfield, Michigan area. The complaint charges Foster and KEL with fraud, registration, and books … In its continuing litigation against Foster and KEL, the CFTC seeks full restitution to defrauded participants, … pool operator (CPO) without being registered with the CFTC as required, and Foster acted at all times as an …
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… (FTX) , and Alameda Research LLC (Alameda) . The complaint charges all three defendants with fraud and material … for investors due to the lack of basic protections,” said CFTC Chairman Rostin Behnam. “The CFTC continues to be fully committed to using all available …
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