Displaying results 691 - 700 of 2823
CFTC Files Amended Complaint against Daniel K. Steele and His Foreign Currency (Forex) Firm to Include Charges of Fraudulent Misrepresentation, False Statements, and Misappropriation of Approximately $1 Million in Pool Participant Funds
… July 18, 2014 CFTC Files Amended Complaint against Daniel K. Steele and His Foreign Currency (Forex) Firm to Include Charges of Fraudulent Misrepresentation, False Statements, … of Approximately $1 Million in Pool Participant Funds CFTC alleges that Steele solicited at least $1.97 million …
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CFTC Charges iFinix Futures, Inc. and Its Senior Executive Officer, Connecticut Resident Benhope Marlon Munroe, with Making False Statements to the National Futures Association and Failing to Meet Minimum Financial Requirements
… September 27, 2012 CFTC Charges iFinix Futures, Inc. and Its Senior Executive … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action against … CFTC Charges iFinix Futures, Inc. and Its Senior Executive …
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CFTC Imposes $250,000 Penalty Against bZeroX, LLC and Its Founders and Charges Successor Ooki DAO for Offering Illegal, Off-Exchange Digital-Asset Trading, Registration Violations, and Failing to Comply with Bank Secrecy Act
… today issued an order simultaneously filing and settling charges against respondent  bZeroX, LLC  (bZeroX) and its … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Simultaneously, the CFTC filed a federal civil enforcement action in the U.S. …
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CFTC CHARGES FUTURES BROKER AND ITS CHAIRMAN WITH FAILURE TO RETAIN RECORDS; CFTC Alleges Professional Market Brokerage, Inc. and Huaya Lu Tung Abandoned Required Records
… CFTC CHARGES FUTURES BROKER AND ITS CHAIRMAN WITH FAILURE TO RETAIN RECORDS; CFTC Alleges Professional Market Brokerage, Inc. and Huaya …
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TEXAS COMMODITY TRADER SETTLES CFTC CHARGES OF DEFRAUDING CUSTOMERS AND STEALING CUSTOMER FUNDS; CFTC Order Requires That Garland Resident Dewey V. Wiles Pay Restitution to Customers
… TEXAS COMMODITY TRADER SETTLES CFTC CHARGES OF DEFRAUDING CUSTOMERS AND STEALING CUSTOMER FUNDS; CFTC Order Requires That Garland Resident Dewey V. Wiles Pay …
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MICHIGAN RESIDENT STEPHEN PIERCE SETTLES CFTC ACTION CHARGING INTERNET FRAUD VIOLATIONS, CFTC Order Requires Pierce To Pay A Civil Monetary Penalty and Comply with Undertakings
… MICHIGAN RESIDENT STEPHEN PIERCE SETTLES CFTC ACTION CHARGING INTERNET FRAUD VIOLATIONS, CFTC Order Requires Pierce To Pay A Civil Monetary Penalty …
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CFTC Charges Ohioans Kevin and Keelan Harris, Complete Developments LLC, Investment International Inc. and Three Ontario, Canada-based Defendants with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme
… October 7, 2010 CFTC Charges Ohioans Kevin and Keelan Harris, Complete … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a lawsuit against … the U.S. District Court for the Northern District of Ohio, charges the defendants with fraud and misappropriation in …
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CFTC Charges Ron Eibschutz with Aiding and Abetting Disclosures of Material Nonpublic Information about Customer Trades in its Case against the CME Group’s New York Mercantile Exchange and Two Former Employees
… May 8, 2013 CFTC Charges Ron Eibschutz with Aiding and Abetting Disclosures … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed an amended Complaint in its pending … Release 6519-13 , February 21, 2013.) The amended Complaint charges CME NYMEX, Byrnes, and Curtin with violating the …
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CFTC and State of California Charge The Trade Tech Institute, Inc., Technology Trading International, Inc., Robert Sorchini and Richard Carter with Fraudulently Soliciting More than 600 Managed Commodity Trading Accounts
… March 21, 2011 CFTC and State of California Charge The Trade Tech … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Los Angeles … control. The order stems from a joint action filed by the CFTC and the Commissioner of Corporations of the State of …
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CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert Escobio, and His BVI-Based Entity Loreley Overseas Corp., with Operating an Illegal Precious Metals Scheme, among other Violations
… August 1, 2014 CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement Complaint in the U.S. … CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert …
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