Displaying results 681 - 690 of 2823
Federal Court Freezes Assets of EJS Capital Management, LLC, Alex Vladimir Ekdeshman and Edward J. Servider and Relief Defendants in CFTC Action Charging Misappropriation of Nearly $2 Million in Ongoing Forex Fraud Scheme
… Ekdeshman and Edward J. Servider and Relief Defendants in CFTC Action Charging Misappropriation of Nearly $2 Million … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that The Honorable Kevin P. Castel of … were generated from forex trading. And the Complaint charges that EJS’s website falsely reported that specified …
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CFTC Secures Court Order Against Florida Resident to Pay Over $1.3 Million in Restitution, Penalties for Commodity Pool Fraud
… a fictitious license purporting to show that the CFTC licensed Aureus as an investment fund. This fictitious license contained a counterfeit CFTC seal, a forged signature of a former CFTC Commissioner, and a fictitious license number.” The … CFTC Secures Court Order Against Florida Resident to Pay …
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CFTC Orders ABN AMRO Clearing Chicago LLC to Pay $1 Million to Settle Charges of Segregated and Secured Fund Deficiencies, a Minimum Net Capital Violation, Books and Records Violation, and Supervision Failures
… June 19, 2013 CFTC Orders ABN AMRO Clearing Chicago LLC to Pay $1 Million to Settle Charges of Segregated and Secured Fund Deficiencies, a … DC –The U.S. Commodity Futures Trading Commission (CFTC) issued an Order on June 18, 2013, filing and settling … CFTC Orders ABN AMRO Clearing Chicago LLC to Pay $1 Million …
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CFTC Charges National Accounting Firm McGladrey & Pullen, LLP, and Partner David Shane with Failure to Properly Audit One World Capital Group, a Former Registered Futures Commission Merchant
… September 22, 2011 CFTC Charges National Accounting Firm McGladrey & Pullen, LLP, … measures, and Shane to pay $100,000 personally to settle CFTC action. Washington, DC - The U.S. Commodity Futures … CFTC Charges National Accounting Firm McGladrey & Pullen, LLP, …
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CFTC CHARGES UTAH FIRM, THREE OF ITS OFFICERS, AND A UTAH ATTORNEY WITH FRAUD; Vision Capital Corporation, Officers John Garrett, Allen Andersen, Robert Heninger, and Utah Attorney John Thomas Charged With Commodity Pool Fraud
… CFTC CHARGES UTAH FIRM, THREE OF ITS OFFICERS, AND A UTAH …
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North Carolina Court Issues Preliminary Injunction in CFTC Action Charging Donald Trivette With Defrauding Investors and Misappropriating Investor Funds
… North Carolina Court Issues Preliminary Injunction in CFTC Action Charging Donald Trivette With Defrauding …
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CFTC Files Administrative Complaint Against Farmers Cooperative Company And Three Employees Charging Violations Of The Commodity Exchange Act And Regulations
… CFTC Files Administrative Complaint Against Farmers …
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Two Texas Men Sued for Defrauding Former Employer; CFTC Charges Clay Krhovjak and Paul Cochran in Fraudulent Allocation Scheme
… Two Texas Men Sued for Defrauding Former Employer; CFTC Charges Clay Krhovjak and Paul Cochran in Fraudulent …
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Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the Unlawful Offer and Sale of Foreign Currency Futures
… Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the …
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CFTC files enforcement action against Mark Stephen Shaner and Shaner Trading Partners in Iowa, charging commodity pool fraud
… CFTC files enforcement action against Mark Stephen Shaner …
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