Displaying results 651 - 660 of 2823
CFTC Charges New York Resident Daniel Winston LaMarco and His Company, GDLogix Inc., with Fraud in Connection with Foreign Currency Derivatives Commodity Pool Scheme and Registration Violations
… July 11, 2017 CFTC Charges New York Resident Daniel Winston LaMarco and His … DC –The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District … CFTC Charges New York Resident Daniel Winston LaMarco and His …
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Federal Court Orders Colorado Defendants Flint-McClung Capital LLC and Shawon McClung to Pay over $6 Million in CFTC Action Charging Them with Running Forex Ponzi Scheme
… Capital LLC and Shawon McClung to Pay over $6 Million in CFTC Action Charging Them with Running Forex Ponzi Scheme … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the … judgment and permanent injunction stems from a June 2011 CFTC enforcement action that charged FMC and McClung with …
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Lake Shore Asset Management Limited, a Registered Commodity Pool Operator and Commodity Trading Advisor, Charged with Refusing to Make Its Books and Records Available to CFTC for Inspection
… with Refusing to Make Its Books and Records Available to CFTC for Inspection Court Enters Ex Parte Statutory … Assets and Prohibiting the Firm from Refusing to Permit CFTC Representatives to Inspect Its Records Washington, D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on June 26, 2007, the Honorable …
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CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and Misappropriation in $1.9 Million Off-Exchange Foreign Currency Ponzi Scheme
… June 30, 2011 CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon … DC - The U. S. Commodity Futures Trading Commission (CFTC) charged Flint-McClung Capital LLC (FMC) of Englewood, … CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon …
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Futures Commission Merchant Nations Investments, LLC and Members of Two South Florida Families Ordered to Pay $5.4 Million to Settle Undercapitalization and False Statement Charges Brought by the CFTC
… Million to Settle Undercapitalization and False Statement Charges Brought by the CFTC Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that Nations Investments, LLC … Million to Settle Undercapitalization and False Statement Charges Brought by the CFTC …
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CFTC Orders MB Trading Futures Inc., a Registered Retail Foreign Exchange Dealer, to Pay $200,000 Penalty to Settle Charges of Violating Minimal Financial Requirement Rules
… May 14, 2013 CFTC Orders MB Trading Futures Inc., a Registered Retail … Foreign Exchange Dealer, to Pay $200,000 Penalty to Settle Charges of Violating Minimal Financial Requirement Rules … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges …
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CFTC CHARGES IMC COMMON ENTERPRISE AND THREE INDIVIDUALS IN $18 MILLION FRAUDULENT PRECIOUS METALS SCHEME; Court Freezes Defendants' Assets and Appoints Receiver to Take Control of Business; CFTC Charges Defendants with Fraudulently Telemarketing Customers And Offering Illegal Futures Contracts
… CFTC CHARGES IMC COMMON ENTERPRISE AND THREE INDIVIDUALS IN $18 … Assets and Appoints Receiver to Take Control of Business; CFTC Charges Defendants with Fraudulently Telemarketing Customers …
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Louisiana Federal Court Freezes Assets of William Guidry of Florida, Matthew Pizzolato of Louisiana and Louisiana Company Capital Funding Consultants, Charged by the CFTC with Operating a $2 Million Commodity Pool Fraud
… Company Capital Funding Consultants, Charged by the CFTC with Operating a $2 Million Commodity Pool Fraud … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a court order … of Pizzolato the same day. The criminal indictment charges Pizzolato with 64 counts for operating an investment …
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Former Member of New York Futures Exchange Charged with Price Manipulation and False Representations; CFTC Charges Norman Eisler and First West Trading with Manipulating Settlement Prices of Option Contract and Making False Representations
… Charged with Price Manipulation and False Representations; CFTC Charges Norman Eisler and First West Trading with …
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Indiana Court Enters Preliminary Injunction in CFTC Enforcement Action Against Six Defendants Charged with Commodity Pool Fraud
… Indiana Court Enters Preliminary Injunction in CFTC Enforcement Action Against Six Defendants Charged with …
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