Displaying results 641 - 650 of 2823
Michigan-Based Aurifex Commodities Research Co. Ordered to Pay a Total of $150,000 in Restitution and Civil Monetary Penalties to Resolve CFTC Charges of “Private Hedge Fund” Fraud
… in Restitution and Civil Monetary Penalties to Resolve CFTC Charges of “Private Hedge Fund” Fraud Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that it obtained a judgment against Aurifex … in Restitution and Civil Monetary Penalties to Resolve CFTC Charges of “Private Hedge Fund” Fraud …
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CFTC Settles Charges against Ronnie Gene Wilson of South Carolina and His Company, Atlantic Bullion and Coin, for Operating a Multi-Million Dollar Silver Bullion Ponzi Scheme
… February 28, 2013 CFTC Settles Charges against Ronnie Gene Wilson of South Carolina and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge J. Michelle Childs of the … CFTC Settles Charges against Ronnie Gene Wilson of South …
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CFTC Orders San Gabriel, California Resident David Kaup and His Companies to Pay over $1.89 Million in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges
… October 23, 2012 CFTC Orders San Gabriel, California Resident David Kaup and … and Penalties to Settle Forex Fraud and Misappropriation Charges Kaup and his companies, Lunden Forex Partners, LP, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed and simultaneously …
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CFTC Charges Illinois Resident Gerald J. Considine and His Companies, Novo Trading and Considine Trading, with Fraudulent Solicitation and Misappropriating More than $1.65 Million of Customer Funds
… September 29, 2014 CFTC Charges Illinois Resident Gerald J. Considine and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action in the U.S. … CFTC Charges Illinois Resident Gerald J. Considine and His …
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CFTC Charges Arizona Resident Derek Springfield and His Company, Draven, LLC, with Fraudulent Solicitation, Misappropriation, and Issuing False Account Statements in Ponzi-Style Commodity Pool Scheme
… December 20, 2016 CFTC Charges Arizona Resident Derek Springfield and His Company, … DC -- The U.S. Commodity Futures Trading Commission (CFTC) filed a civil anti-fraud enforcement action in the … CFTC Charges Arizona Resident Derek Springfield and His Company, …
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Receiver Makes $792 Million Initial Distribution to Investors in New York Defendants Paul Greenwood’s and Stephen Walsh’s $1.3 Billion Investment Ponzi Scam Charged by the CFTC and SEC
… Walsh’s $1.3 Billion Investment Ponzi Scam Charged by the CFTC and SEC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that, based on an order entered on … $792 million to investors in a commodity pool operated by CFTC defendants Paul Greenwood and Stephen Walsh , who, …
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CFTC Charges California Resident Scott Allensworth, His Company E-Slate, Inc., Nevada Resident Robert J. Fusco, and Kentucky Resident David Weddle with Fraud, Misappropriation, and Registration Violations
… October 11, 2017 CFTC Charges California Resident Scott Allensworth, His Company … Washington, DC – The Commodity Futures Trading Commission (CFTC) today announced the filing of a Complaint on October … CFTC Charges California Resident Scott Allensworth, His Company …
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CFTC Charges CTI Group, LLC, Cooper Trading, Stephen Craig Symons, and James David Kline, all of California, with an $11 Million Fraud in the Sale of Automated Trading Systems
… May 25, 2012 CFTC Charges CTI Group, LLC, Cooper Trading, Stephen Craig … defendants’ assets and protecting books and records CFTC establishes special toll-free call-in number for alleged victims to reach CFTC’s Division of Enforcement Washington, DC – The U.S. …
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CFTC Charges Los Angeles, California Resident Jin Choi and His Companies, Apuro Holdings Ltd. and JCI Holdings USA with Forex Fraud and Registration Violations
… May 24, 2018   CFTC Charges Los Angeles, California Resident Jin Choi and His … Washington, DC –The Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District … CFTC Charges Los Angeles, California Resident Jin Choi and His …
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CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc.
… October 4, 2010 CFTC Charges Accounting Firms McGladrey & Pullen, LLP and … Failure to Audit Properly Sentinel Management Group, Inc. CFTC sanctions firms a total of $1.7 million and permanently … CFTC Charges Accounting Firms McGladrey & Pullen, LLP and …
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