Displaying results 631 - 640 of 2823
CFTC Orders David R. Lynch to Pay More than $470,000 in Restitution and a Civil Monetary Penalty to Settle Charges of Fraudulent Misappropriation, Fraudulent Solicitations, and False Statements
… December 12, 2013 CFTC Orders David R. Lynch to Pay More than $470,000 in Restitution and a Civil Monetary Penalty to Settle Charges of Fraudulent Misappropriation, Fraudulent … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order requiring …
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CFTC Charges Houston-based Christopher Daley and his company, TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme
… July 11, 2012 CFTC Charges Houston-based Christopher Daley and his company, TC … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an anti-fraud … none of the defendants has ever been registered with the CFTC. On June 19, 2012, a day after the CFTC filed its …
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CFTC Charges New York-Based SK Madison Commodities, LLC and its principals, Michael James Seward and Yan Kaziyev, with Commodity Pool Fraud and Other Violations
… March 27, 2014 CFTC Charges New York-Based SK Madison Commodities, LLC and its … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on March 24, 2014, Judge Sidney … CFTC Charges New York-Based SK Madison Commodities, LLC and its …
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CFTC Files and Settles Charges against Total Gas & Power North America, Inc. and Therese Tran for Attempted Manipulation of Natural Gas Monthly Index Settlement Prices
… December 7, 2015 CFTC Files and Settles Charges against Total Gas & Power North America, Inc. and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order against Total Gas & Power North … CFTC Files and Settles Charges against Total Gas & Power …
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Utah-Based 4NExchange and Two Individuals Ordered to Pay $720,000 in Penalties to Resolve CFTC Charges of Fraud and Misappropriation in Foreign Currency Scam
… Individuals Ordered to Pay $720,000 in Penalties to Resolve CFTC Charges of Fraud and Misappropriation in Foreign Currency … DC ― The U.S. Commodity Futures Trading Commission (CFTC) announced that a federal court judge ordered … Individuals Ordered to Pay $720,000 in Penalties to Resolve CFTC Charges of Fraud and Misappropriation in Foreign …
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CFTC Charges California-Based SNC Asset Management, Inc., SNC Investments Inc., CEO Peter Son, and CFO Jin K. Chung in an $85 Million Forex Ponzi Scam
… Release: 5666-09 For Release: June 9, 2009 CFTC Charges California-Based SNC Asset Management, Inc., SNC … DC –The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an action in federal … CFTC Charges California-Based SNC Asset Management, Inc., …
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CFTC CHARGES FLORIDA FOREIGN CURRENCY FIRM PRESIDENTIAL FX, INC. AND TWO EMPLOYEES WITH FRAUD; CFTC Alleges That Firm and Employee Joseph Marchiano Fraudulently Solicited Customers to Trade Foreign Currency Options; Adam León is Charged as a Controlling Person of Presidential
… CFTC CHARGES FLORIDA FOREIGN CURRENCY FIRM PRESIDENTIAL FX, INC. AND TWO EMPLOYEES WITH FRAUD; CFTC Alleges That Firm and Employee Joseph Marchiano …
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CFTC SETTLES RECORDKEEPING CHARGES AGAINST UNITED ENERGY, INC. AND DANA CHRISTOPHER BRAY RELATING TO TRADING IN NATURAL GAS FUTURES; United Energy, Inc. Also Settles Charges of Failure to Supervise Bray
… CFTC SETTLES RECORDKEEPING CHARGES AGAINST UNITED ENERGY, INC. AND DANA CHRISTOPHER … IN NATURAL GAS FUTURES; United Energy, Inc. Also Settles Charges of Failure to Supervise Bray …
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TEXAS COMMODITY TRADER CHARGED WITH DEFRAUDING CUSTOMERS AND MISAPPROPRIATING CUSTOMER FUNDS. CFTC Charges Dewey V. Wiles and His Company, Futures Exchange Company, Inc., with Fraudulently Soliciting Funds to Trade Commodity Futures
… DEFRAUDING CUSTOMERS AND MISAPPROPRIATING CUSTOMER FUNDS. CFTC Charges Dewey V. Wiles and His Company, Futures Exchange …
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CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and California Residents Robert Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations
… April 20, 2017 CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and … DC –The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … Defendants). The CFTC Complaint, filed on April 19, 2017, charges Defendants with commodity futures fraud; …
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