Displaying results 601 - 610 of 2823
CFTC Obtains Asset Freeze against Keith Simmons, Deanna Salazar, Bryan Coats, Jonathan Davey and Their Companies, Charged in $35 Million Foreign Currency Ponzi Scheme
… February 16, 2011 CFTC Obtains Asset Freeze against Keith Simmons, Deanna … Washington, DC – The Commodity Futures Trading Commission (CFTC) announced that it obtained a federal court order … District of North Carolina, Simmons was convicted on charges of securities fraud, wire fraud and money …
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CFTC Charges Arizona Resident Cory Williams and His Company, Williams Advisory Group, LLC, with Fraudulently Soliciting and Receiving at Least $13 Million in Commodity Pool Scheme
… May 3, 2017 CFTC Charges Arizona Resident Cory Williams and His Company, … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … with a commodity pool they operated. The CFTC Complaint charges Defendants Williams and WAG with commodity futures …
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CFTC Charges Florida Company Mintco LLC and Florida Residents Stuart Rubin and Richard Q. Zimmerman with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Defrauding Customers
… September 17, 2015 CFTC Charges Florida Company Mintco LLC and Florida Residents … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … CFTC Charges Florida Company Mintco LLC and Florida Residents …
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CFTC Charges Two California Men, Ruben Gonzalez and Jose Naranjo, and Their Company, New Golden Investment Group, LLC, with Running a Multi-Million Dollar Ponzi Scheme
… May 24, 2010 CFTC Charges Two California Men, Ruben Gonzalez and Jose Naranjo, … LLC, with Running a Multi-Million Dollar Ponzi Scheme CFTC obtains court order freezing the defendants’ assets. … CFTC Charges Two California Men, Ruben Gonzalez and Jose Naranjo, …
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CFTC Orders Texas-based PassThrough Investments, LLC, and its Principals, Stephen Brantley and Dwayne Bryant Dawson, to Pay over $1.1 Million in Sanctions to Settle CFTC Charges of Fraud in Operating a Forex Trading Pool
… April 26, 2012 CFTC Orders Texas-based PassThrough Investments, LLC, and … Dawson, to Pay over $1.1 Million in Sanctions to Settle CFTC Charges of Fraud in Operating a Forex Trading Pool … CFTC Orders Texas-based PassThrough Investments, LLC, and … to Pay over $1.1 Million in Sanctions to Settle CFTC Charges of Fraud in Operating a Forex Trading Pool …
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CFTC CHARGES OHIO FUTURES BROKER TODD DELAY WITH MANIPULATION OF THE FEEDER CATTLE MARKET; CFTC Action Also Charges Nebraska Feedlot Managers Jack McCaffery and John Lawless with Assisting Scheme by Delivering False Cattle Sales Reports to USDA
… CFTC CHARGES OHIO FUTURES BROKER TODD DELAY WITH MANIPULATION OF THE FEEDER CATTLE MARKET; CFTC Action Also Charges Nebraska Feedlot Managers Jack McCaffery and John …
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CFTC Charges Missouri Resident Randall L. Stuckey and His Three Business Entities with Soliciting at Least $2.8 Million from Customers in Foreign Currency (Forex) Futures Fraud
… February 22, 2011 CFTC Charges Missouri Resident Randall L. Stuckey and His Three … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an anti-fraud civil … CFTC Charges Missouri Resident Randall L. Stuckey and His Three …
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CFTC Charges Estonian Company Tallinex with Fraud and Failure to Register as a Retail Foreign Exchange Dealer and Nevada Company General Trader Fulfillment with Failure to Register as an Introducing Broker
… June 5, 2017 CFTC Charges Estonian Company Tallinex with Fraud and Failure to … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … business in Pleasant Grove, Utah. The CFTC’s Complaint charges Tallinex with operating as a Retail Foreign Exchange …
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CFTC and State of Utah Charge Salt Lake City Precious Metals Dealer and His Company with Engaging in $170 Million Precious Metals Ponzi Scheme
… November 16, 2018 CFTC and State of Utah Charge Salt Lake City Precious Metals … Washington, DC — The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division of … Utah and Salt Lake City, Utah, respectively.  The Complaint charges Rust and his company RRC  with defrauding at least …
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Federal Court in California Orders National Equity Holdings, Inc. and Its Principal, Robert J. Cannone, to Pay over $3.6 Million to Settle Fraud Charges in CFTC Action
… Robert J. Cannone, to Pay over $3.6 Million to Settle Fraud Charges in CFTC Action Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order … to Pay over $3.6 Million to Settle Fraud Charges in CFTC Action …
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