Displaying results 61 - 70 of 2823
CFTC Charges Precious Metals Dealers and Their Owner in Multimillion Dollar Fraud Targeting the Elderly
… fraud targeting elderly persons nationwide. The complaint charges defendants with defrauding hundreds of elderly … In its continuing litigation against the defendants, the CFTC seeks the return of ill-gotten gains, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. The CFTC also seeks to …
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CFTC Charges Residents of Florida, Louisiana, and Arkansas in Ongoing Cryptocurrency and Precious Metals Fraud
… and their unincorporated entity, Fundsz . The complaint charges them with fraudulent solicitation from clients to … and appointing a temporary receiver. A hearing on the CFTC’s motion for preliminary injunction is scheduled for August 23. In its continuing litigation, the CFTC seeks restitution to defrauded investors, disgorgement …
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CFTC Charges Former New York City Commodity Pool Operator with Fraud
… called Leo Growl LLC. In its continuing litigation, the CFTC seeks full restitution to defrauded fund participants, … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background The complaint … personal funds with pool participant funds in violation of CFTC regulations. Parallel Criminal Action In December 2022, …
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CFTC Charges Illinois Man and His Firm for Operating a Fraudulent Retail Forex Commodity Pool
… Emerging Strategies LLC , both of Illinois. The complaint charges the defendants with fraud in connection with … and commingling pool property.  In its complaint, the CFTC seeks restitution to pool participants, disgorgement of … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.  Case Background The complaint …
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CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme
… of New York against New York resident Rashawn Russell . The CFTC’s complaint charges Russell with fraudulently soliciting retail … In its continuing litigation against Russell, the CFTC seeks restitution, disgorgement, civil monetary … CFTC Charges New York Resident with Fraud and …
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CFTC Charges Investment Firm and VP with Commodity Pool Fraud
… February 20, 2020 CFTC Charges Investment Firm and VP with Commodity Pool Fraud … and 86% per month. In its continuing civil litigation, the CFTC seeks restitution to defrauded pool participants, … CFTC Charges Investment Firm and VP with Commodity Pool Fraud …
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CFTC Charges Introducing Broker eFloorTrade, LLC and its Principal John Moore with Recordkeeping and Supervision Failures and Charges Moore for his False and Misleading Statements to the CFTC
… September 28, 2016 CFTC Charges Introducing Broker eFloorTrade, LLC and its … Moore for his False and Misleading Statements to the CFTC Washington, DC - The U.S. Commodity Futures Trading … CFTC Charges Introducing Broker eFloorTrade, LLC and its …
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Charges against Voyager Chief Executive Officer
… Today the Commodity Futures Trading Commission (CFTC) announced the filing of a complaint in the United … Marvine. [1] See, e.g., Kristin N. Johnson, Commissioner, CFTC, Statement Regarding CFTC Resolving Charges Against Three Decentralized Finance Companies: The …
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CFTC Files Complaint Charging Daniel Shak of Las Vegas with Violating a CFTC Order Settling Charges of Attempted Manipulation of NYMEX Crude Oil Futures Contracts
… September 30, 2014 CFTC Files Complaint Charging Daniel Shak of Las Vegas with Violating a CFTC Order Settling Charges of Attempted Manipulation of NYMEX Crude Oil Futures … CFTC Files Complaint Charging Daniel Shak of Las Vegas with Violating a CFTC Order Settling Charges of Attempted Manipulation of NYMEX Crude Oil Futures …
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CFTC Charges Delaware Precious Metals Dealer, Depository, and Their Owner with Ongoing Fraud
… 11. In continuing litigation against the defendants, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.  “As this enforcement action shows, the CFTC will vigorously investigate and seek to hold …
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