Displaying results 591 - 600 of 2823
Dairy Farmers of America and Two Former Executives to Pay $12 Million Penalty to Settle CFTC Charges of Attempted Manipulation and Speculative Position Limit Violations
… Two Former Executives to Pay $12 Million Penalty to Settle CFTC Charges of Attempted Manipulation and Speculative Position … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Dairy Farmers of America, … Two Former Executives to Pay $12 Million Penalty to Settle CFTC Charges of Attempted Manipulation and Speculative …
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London-based Forex Capital Markets Ltd. Ordered to Pay $140,000 Penalty to Settle CFTC Charges of Acting as an Unregistered Retail Forex Exchange Dealer
… Markets Ltd. Ordered to Pay $140,000 Penalty to Settle CFTC Charges of Acting as an Unregistered Retail Forex Exchange … DC - The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges that … Markets Ltd. Ordered to Pay $140,000 Penalty to Settle CFTC Charges of Acting as an Unregistered Retail Forex …
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CFTC Charges Brad Lee Demuzio of Idaho and his Company, Demuzio Capital Management, with Operating a Fraudulent $1.8 Million Commodity Pool and Forex Ponzi Scheme
… April 12, 2012 CFTC Charges Brad Lee Demuzio of Idaho and his Company, Demuzio … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in federal … CFTC Charges Brad Lee Demuzio of Idaho and his Company, Demuzio …
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CFTC Charges IAG Capital Management, LLC and William Patrick Kelly, of Conn., with Commodity Pool Fraud, Commingling Pool Funds, and Making False Statements to the NFA
… February 28, 2012 CFTC Charges IAG Capital Management, LLC and William Patrick … Kelly ordered to pay $280,000 monetary penalty to settle CFTC anti-fraud action and are permanently banned from the … CFTC Charges IAG Capital Management, LLC and William Patrick …
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Federal Court in California Orders Thomas B. Breen, a Principal of National Equity Holdings, Inc., to Pay $1.75 million to Settle Fraud Charges in CFTC Action
… Equity Holdings, Inc., to Pay $1.75 million to Settle Fraud Charges in CFTC Action Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order … Inc., to Pay $1.75 million to Settle Fraud Charges in CFTC Action …
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CFTC Charges North Carolina Foreign Currency Firm Barki, LLC and Its Recently Deceased Principal Bruce C. Kramer In Alleged $40 Million Ponzi Fraud
… Release: 5635-09 For Release: March 18, 2009 CFTC Charges North Carolina Foreign Currency Firm Barki, LLC and … DC –The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged Barki, LLC of Mint … CFTC Charges North Carolina Foreign Currency Firm Barki, LLC …
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CFTC Charges Two Florida Companies and Three Florida Men with Operating a Fraudulent Commodity Pool that Solicited Approximately $17 Million from about 100 Investors
… Release: 5643-09 For Release: April 7, 2009 CFTC Charges Two Florida Companies and Three Florida Men with … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged Donovan Davis, Jr . … CFTC Charges Two Florida Companies and Three Florida Men …
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CFTC Charges Florida-Based Worth Group Inc. and Its Principals, Andrew Wilshire and Eugenia Mildner, in Multi-Million Dollar Fraudulent Precious Metals Scheme
… August 13, 2013 CFTC Charges Florida-Based Worth Group Inc. and Its Principals, … in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that Defendants, who took in more than $73 … CFTC Charges Florida-Based Worth Group Inc. and Its Principals, …
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CFTC Orders Société Générale S.A. to Pay $475 Million Penalty to Resolve Charges of Manipulation, Attempted Manipulation, and False Reporting of LIBOR and Euribor
… June 4, 2018 CFTC Orders Société Générale S.A. to Pay $475 Million Penalty to Resolve Charges of Manipulation, Attempted Manipulation, and False … Washington, DC - The Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges …
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CFTC Charges North Carolina Resident Michael Anthony Jenkins and his Company, Harbor Light Asset Management, LLC, with Solicitation Fraud, Misappropriation, and Embezzlement in Ponzi Scheme
… November 23, 2012 CFTC Charges North Carolina Resident Michael Anthony Jenkins and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal civil … CFTC Charges North Carolina Resident Michael Anthony Jenkins and …
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