Displaying results 581 - 590 of 2823
CFTC Charges North Carolina Foreign Currency Firm CapitalStreet Financial LLC and its Principal Sean F. Mescall with Operating a $1.3 Million Forex Ponzi Scam
… Release: 5714-09 For Release: September 9, 2009 CFTC Charges North Carolina Foreign Currency Firm CapitalStreet … DC — The U.S. Commodity Futures Trading Commission (CFTC) today charged CapitalStreet Financial LLC (CSF) and … CFTC Charges North Carolina Foreign Currency Firm …
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CFTC Charges New York Residents Kevin Whylie and Matthew Zecchini and Their Company, Algointeractive Inc, with Commodity Pool Fraud, Misappropriation, and Registration Violations
… April 12, 2018 CFTC Charges New York Residents Kevin Whylie and Matthew Zecchini … Washington, DC – The Commodity Futures Trading Commission (CFTC) yesterday filed a civil enforcement action in the U.S. … CFTC Charges New York Residents Kevin Whylie and Matthew Zecchini …
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CFTC Charges Two Air Traffic Controllers and Commodity Trader Michael Gomez with Fraud and Misappropriation in $1.4 Million Dollar Off-Exchange Foreign Currency Scheme
… June 30, 2011 CFTC Charges Two Air Traffic Controllers and Commodity Trader … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of charges against two air traffic controllers, Louis J. … CFTC Charges Two Air Traffic Controllers and Commodity …
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CFTC Charges Ronnie Gene Wilson of South Carolina and His Company, Atlantic Bullion & Coin, Inc., with Operating a $90 Million Silver Bullion Ponzi Scheme
… June 6, 2012 CFTC Charges Ronnie Gene Wilson of South Carolina and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal civil … Act (CEA) and CFTC regulations. The CFTC’s complaint charges violations under the agency’s new Dodd-Frank …
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CFTC Orders Morgan Stanley Smith Barney LLC to Pay $490,000 to Settle Charges Relating to Rules and Regulations Pertaining to Segregated and Secured Amount Funds
… March 27, 2014 CFTC Orders Morgan Stanley Smith Barney LLC to Pay $490,000 to Settle Charges Relating to Rules and Regulations Pertaining to … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement … CFTC Orders Morgan Stanley Smith Barney LLC to Pay $490,000 …
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CFTC Orders Deutsche Bank Securities Inc. to Pay $3 Million to Settle Charges of Improper Investment of Customer Segregated Funds, Reporting and Recordkeeping Violations, and Supervision Failures
… December 22, 2014 CFTC Orders Deutsche Bank Securities Inc. to Pay $3 Million to Settle Charges of Improper Investment of Customer Segregated Funds, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously … CFTC Orders Deutsche Bank Securities Inc. to Pay $3 Million …
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CFTC Charges Nikolai S. Battoo and Four Companies He Controls with Fraud In Connection With Commodity Pools that Accepted Over $140 Million from U.S. Investors
… September 7, 2012 CFTC Charges Nikolai S. Battoo and Four Companies He Controls … 6, 2012, the U.S. Commodity Futures Trading Commission (CFTC) filed an emergency action in the U.S. District Court … CFTC Charges Nikolai S. Battoo and Four Companies He Controls …
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Morgan Stanley Capital Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude Oil Trade
… Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude Oil … Securities Inc. to pay a $200,000 civil penalty to settle CFTC charges of aiding and abetting the Morgan Stanley … Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude …
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California Federal Court Permanently Bans Glenn Kane Jackson and Highlands Capital Management from Trading and Registration in Action by CFTC Charging Commodity Pool Fraud
… Management from Trading and Registration in Action by CFTC Charging Commodity Pool Fraud Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Samuel Conti of the … off-exchange foreign currency (forex) pool scheme (see CFTC Press Release and Complaint 5844-10 ). Specifically, …
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CFTC and the State of California Charge San Diego Forex Firm MAK 1 Enterprises Group, LLC and Its CEO Mohit A. Khanna in Multi Million Dollar Scam
… Release: 5699-09 For Release: August 20, 2009 CFTC and the State of California Charge San Diego Forex Firm … DC –The U.S. Commodity Futures Trading Commission (CFTC) today announced that on August 17, 2009, it filed a … a receiver to take control of the assets. The complaint charges that defendants fraudulently solicited funds from …
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