Displaying results 571 - 580 of 2823
CFTC Charges Florida Resident Neil Pecker and His Company, Vision Financial Partners, LLC, with Fraud in Connection with Off-Exchange Binary Options and Registration Violations
… February 24, 2016 CFTC Charges Florida Resident Neil Pecker and His Company, Vision … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … CFTC Charges Florida Resident Neil Pecker and His Company, Vision …
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CFTC Seeks to Enjoin Arizona Criminal and Civil Enforcement Against Prediction Markets
… efforts to apply state criminal and gambling laws against CFTC-regulated prediction markets. This motion builds on … dangerous precedent,” said Chairman Michael S. Selig. “The CFTC is committed to vigorously defending its exclusive … its registrants. In addition to Arizona pursuing criminal charges, each of the three states had sent cease and desist …
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The CFTC and 27 State Securities Regulatory Agencies Charge Los Angeles Area Precious Metals Dealer in Ongoing $68 Million Fraud Targeting the Elderly
… scheme targeting elderly persons nationwide. The complaint charges defendants Safeguard Metals LLC (Safeguard Metals) … In the continuing litigation against the defendants, the CFTC and state securities regulators seek the return of … Commodity Exchange Act (CEA), state regulatory laws, and CFTC regulations.  Today’s joint effort is the second …
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CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., with Fraudulently Soliciting More than $30 Million to Trade Commodity Futures and Forex
… July 28, 2010 CFTC Charges Growth Capital Management LLC and Felon Robert … and Forex Son charged with making false statements to the CFTC for failing to disclose father’s role. Washington, DC – … CFTC Charges Growth Capital Management LLC and Felon Robert …
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CFTC Charges California Residents Robert Cannone, Thomas Breen, and Francis Franco and Their Company, National Equities Holdings, Inc. with $1.4 Million Commodity Pool Fraud
… November 16, 2011 CFTC Charges California Residents Robert Cannone, Thomas Breen, … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in federal … CFTC Charges California Residents Robert Cannone, Thomas Breen, …
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CFTC Charges California Resident Victor Yu and His Company, VFRS, LLC, with Multi-Million Dollar Forex Fraud and Failure to Register as a Commodity Trading Advisor
… July 30, 2012 CFTC Charges California Resident Victor Yu and His Company, VFRS, … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that on July 27, 2012, The Honorable … CFTC Charges California Resident Victor Yu and His Company, VFRS, …
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CFTC Charges Puerto Rico Resident Angel F. Collazo and his Companies, ACJ Capital Inc. and Solid View Capital LLC, in Forex Fraud Ponzi Scheme
… February 15, 2012 CFTC Charges Puerto Rico Resident Angel F. Collazo and his … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that on February 8, 2012, it filed a … CFTC Charges Puerto Rico Resident Angel F. Collazo and his …
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CFTC Charges Tennessee and Kentucky Residents Rodney Scott Phelps and Jason T. Castenir and Their Company, Maverick Asset Management, LLC, with Commodity Pool Fraud and Other Violations
… September 8, 2015 CFTC Charges Tennessee and Kentucky Residents Rodney Scott Phelps … DC —The U.S. Commodity Futures Trading Commission (CFTC) today announced that Chief Judge Kevin H. Sharp of the … CFTC Charges Tennessee and Kentucky Residents Rodney Scott Phelps …
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CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… February 22, 2016 CFTC Charges Florida-Based North American Asset Management, LLC, … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil injunctive enforcement … CFTC Charges Florida-Based North American Asset Management, LLC, …
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CFTC Charges North Carolina Resident Barry C. Taylor and His Companies with Commodity Pool Fraud in a Multi-Million Dollar Fraudulent Forex Scheme and with Registration Violations
… April 30, 2015 CFTC Charges North Carolina Resident Barry C. Taylor and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement Complaint against Barry C. … CFTC Charges North Carolina Resident Barry C. Taylor and His …
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