Displaying results 541 - 550 of 2823
CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark Interest Rates
… December 19, 2012 CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False … DC – The U.S. Commodity Futures Trading Commission (“CFTC”) announced an Order today against UBS AG and UBS … CFTC Orders UBS to Pay $700 Million Penalty to Settle …
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BNP Paribas Commodity Futures, Ltd. of London to Pay a $25,000 Civil Monetary Penalty to Settle CFTC Charges of Large Trader Reporting Violations
… of London to Pay a $25,000 Civil Monetary Penalty to Settle CFTC Charges of Large Trader Reporting Violations Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that BNP Paribas Commodity Futures, … of London to Pay a $25,000 Civil Monetary Penalty to Settle CFTC Charges of Large Trader Reporting Violations …
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San Diego Gas & Electric Company Agrees to Pay a Civil Penalty to Settle CFTC Charge that it Engaged in Wash Sales in the Natural Gas Futures Markets
… & Electric Company Agrees to Pay a Civil Penalty to Settle CFTC Charge that it Engaged in Wash Sales in the Natural Gas … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously settling charges against San Diego Gas & Electric Company (SDG&E), an …
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Florida Court Enters Orders Imposing Fines and Other Sanctions against Randy Burstein and Nader Yazdani in CFTC Action Charging Commodity Options Fraud
… Other Sanctions against Randy Burstein and Nader Yazdani in CFTC Action Charging Commodity Options Fraud Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained $280,000 in civil … (collectively Liberty ). The sanctions resolve a CFTC enforcement action that charged them with fraudulently …
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CFTC Orders South Florida Resident Alan A. Grant and his Company, Francis Grant Investments Inc., to Pay $500,000 in Forex Fraud Charges
… November 9, 2011 CFTC Orders South Florida Resident Alan A. Grant and his … Grant Investments Inc., to Pay $500,000 in Forex Fraud Charges Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously … CFTC Orders South Florida Resident Alan A. Grant and his …
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CFTC Charges Denver Man Nicholas Trimble and His Two Companies with Solicitation Fraud and Misappropriating Customer Funds in Million Dollar Foreign Currency Scheme
… November 9, 2011 CFTC Charges Denver Man Nicholas Trimble and His Two Companies … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive complaint charging defendants … CFTC Charges Denver Man Nicholas Trimble and His Two Companies …
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Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices
… Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a $475,000 civil … Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation …
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CFTC Charges Two North Carolina Residents and their Company, PMC Strategy, LLC, with Fraudulently Soliciting at least $669,000 in Foreign Currency Ponzi Scheme
… February 14, 2011 CFTC Charges Two North Carolina Residents and their Company, PMC … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an anti-fraud civil … CFTC Charges Two North Carolina Residents and their Company, PMC …
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CFTC Charges Accounting Firm Tunney & Associates, P.C. and Its Sole Owner Michael Tunney with Failing to Properly Audit a Registered Futures Commission Merchant
… April 18, 2013 CFTC Charges Accounting Firm Tunney & Associates, P.C. and Its … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint against … CFTC Charges Accounting Firm Tunney & Associates, P.C. and Its …
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CFTC Charges Alan James Watson, Michael S. Potts and Cash Flow Financial LLC with Defrauding Customers in $45 Million Commodity Pool Ponzi Scheme
… March 15, 2011 CFTC Charges Alan James Watson, Michael S. Potts and Cash Flow … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in the U.S. … CFTC Charges Alan James Watson, Michael S. Potts and Cash Flow …
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