Displaying results 531 - 540 of 2823
CFTC Charges Pennsylvania-based New Century Investment Management LLC and Ward Onsa of Marco Island, Florida, with Operating a Commodity Pool Ponzi Scheme
… April 6, 2011 CFTC Charges Pennsylvania-based New Century Investment Management … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a complaint charging New … CFTC Charges Pennsylvania-based New Century Investment Management …
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Minnesota Resident Trevor Cook Incarcerated for Violating Court Orders in CFTC Anti-Fraud Action Charging Him in $190 Million Foreign Currency Fraud
… Trevor Cook Incarcerated for Violating Court Orders in CFTC Anti-Fraud Action Charging Him in $190 Million Foreign … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Minnesota federal Chief Judge … same day the CFTC filed its complaint. The CFTC complaint charges Cook, nationally syndicated radio host Patrick J. …
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Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts
… LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer … for failing to promptly produce certain records to the CFTC’s Division of Enforcement. Washington, DC - The U.S. … LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer …
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Statement of Commissioner Kristin N. Johnson Regarding CFTC Bringing Charges Against Damien Moran, Bright Future Financial LLC (d/b/a Oakhurst Metals), and Crown Bullion, Inc. for Precious Metals Fraud
… Today the Commodity Futures Trading Commission (CFTC) announced the filing of a complaint in the U.S. … and Crown Bullion, Inc, with fraud.  According to the CFTC’s complaint, Moran used these companies to orchestrate … the money ended up in his personal bank accounts.  The CFTC has issued customer advisories warning against precious …
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Federal Court Freezes Assets of Texas Man Larry Benny Groover, Charged by the CFTC with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds
… Assets of Texas Man Larry Benny Groover, Charged by the CFTC with Operating a Foreign Currency Ponzi Scheme and … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order … personal use. Groover has never been registered with the CFTC. The order, entered on February 11, 2011, by Judge …
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Federal Court Freezes the Assets of Florida Resident Beau Diamond and Diamond Ventures LLC, Charged by the CFTC with Operating a $37 Million Dollar Forex Fraud
… Beau Diamond and Diamond Ventures LLC, Charged by the CFTC with Operating a $37 Million Dollar Forex Fraud … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency federal … also prohibits the destruction of documents and grants the CFTC immediate access to defendants’ documents. The order, …
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Christopher L. Pia, Former Portfolio Manager for Hedge Fund Moore Capital Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation
… Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation CFTC order imposes permanent trading restrictions on Pia. … Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation …
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CFTC Charges South Florida Firm, Zurich Futures & Options, Inc., and Michele LaBruce with Defrauding Customers of Over $1.4 Million in Commodity Options Scam
… Release: 5620-09 For Release: February 25, 2009 CFTC Charges South Florida Firm, Zurich Futures & Options, Inc., … Scam Zurich Falsely Claimed that it was Registered with the CFTC and a Member of the National Futures Association … CFTC Charges South Florida Firm, Zurich Futures & Options, …
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CFTC Resolves Action Against Former FTX Head of Engineering
… consent order and supplemental consent order resolve the CFTC’s enforcement action against Singh. [See CFTC Press Release No. 8669-23 ] The court entered an … against Singh, finding him liable on both counts of the CFTC’s complaint, including fraud by misappropriation and …
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CFTC Charges California Residents Hasan Sarwar a/k/a Alexander Sarwar, and Rachida Elfrimi With Operating a $1.19 Million Dollar Ponzi Scheme and Registration Violations
… September 29, 2017 CFTC Charges California Residents Hasan Sarwar a/k/a Alexander … Washington, DC – The Commodity Futures Trading Commission (CFTC) on September 28, 2017, filed a civil enforcement … CFTC Charges California Residents Hasan Sarwar a/k/a Alexander …
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