Displaying results 501 - 510 of 2823
CFTC Settles Complaint Against Two CME Floor Brokers -- Timothy Scott Fox and James Michael Garrity-- Charged in 1995 in Connection with Pork Belly Futures Trading
… #4006-97 (CFTC Docket 95-6) … CFTC Settles Complaint Against Two CME Floor Brokers -- …
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CFTC Files and Settles Charges Against JPMorgan Chase Bank, N.A., for Violating Prohibition on Manipulative Conduct In Connection with “London Whale” Swaps Trades
… October 16, 2013 CFTC Files and Settles Charges Against JPMorgan Chase Bank, N.A., for Violating … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order against JPMorgan Chase Bank, … CFTC Files and Settles Charges Against JPMorgan Chase Bank, …
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CFTC Charges Florida Couple and their Company, Queen Shoals Consultants, LLC, with Defrauding Foreign Currency Customers of More than $1.44 Million
… March 17, 2011 CFTC Charges Florida Couple and their Company, Queen Shoals … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Gary D. Martin and his … CFTC Charges Florida Couple and their Company, Queen Shoals …
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CFTC Files Administrative Complaint Against First Options of Chicago, Inc., Charging Recordkeeping Violations
… CFTC Files Administrative Complaint Against First Options of …
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CFTC Charges Kevin Michael Symons of Foothill Ranch, California and His Company, FTS Financial, Inc., with Fraud and Jerry Austin Simmons of Charlotte, North Carolina with Fraud and Failure to Register with the CFTC
… September 27, 2016 CFTC Charges Kevin Michael Symons of Foothill Ranch, California … North Carolina with Fraud and Failure to Register with the CFTC Washington, DC – The U.S. Commodity Futures Trading … CFTC Charges Kevin Michael Symons of Foothill Ranch, California …
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Federal Court in Georgia Imposes More than $6.75 Million in Fines and Other Sanctions in CFTC Action Charging Commodity Options Fraud
… More than $6.75 Million in Fines and Other Sanctions in CFTC Action Charging Commodity Options Fraud Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained more than $6.75 … Court for the Northern District of Georgia, resolves a CFTC enforcement action that charged defendants with …
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CFTC Charges Washington, DC, Resident Marina Bühler-Miko and Her Company, Coventry Asset Managers, LLC, with Operating Fraudulent Forex Scheme
… May 25, 2012 CFTC Charges Washington, DC, Resident Marina Bühler-Miko and Her … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … CFTC Charges Washington, DC, Resident Marina Bühler-Miko and Her …
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CFTC Charges Juvenal Machado and Florida-based Invers Forex, LLC with Defrauding Foreign Currency Customers of Almost $800,000 in Ponzi Scheme
… June 24, 2011 CFTC Charges Juvenal Machado and Florida-based Invers Forex, LLC … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action … CFTC Charges Juvenal Machado and Florida-based Invers Forex, LLC …
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CFTC Charges J.P. Morgan Securities LLC with Repeatedly Submitting Inaccurate Large Trader Reports and Imposes a $650,000 Civil Monetary Penalty
… July 29, 2014 CFTC Charges J.P. Morgan Securities LLC with Repeatedly … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against J.P. Morgan Securities LLC (JPMS), a … CFTC Charges J.P. Morgan Securities LLC with Repeatedly …
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CFTC Obtains a Permanent Injunction against Australian Firm Halifax Investment Services, Ltd., Charged with Acting as an Unregistered Retail Foreign Exchange Dealer
… April 25, 2014 CFTC Obtains a Permanent Injunction against Australian Firm … Retail Foreign Exchange Dealer Action is a result of CFTC’s 2012 sweep against foreign currency firms for failure … for United States residents. The Order settles CFTC charges that Halifax unlawfully solicited members of the …
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