Displaying results 51 - 60 of 2823
CFTC Charges Block Trade Broker with Insider Trading
… September 28, 2018 CFTC Charges Block Trade Broker with Insider Trading Broker’s … Washington, DC – The Commodity Futures Trading Commission (CFTC or Commission) today filed a civil enforcement action … CFTC Charges Block Trade Broker with Insider Trading …
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CFTC Charges Carmine Garofalo with Illegal Trading on a U.S. Exchange
… April 22, 2010 CFTC Charges Carmine Garofalo with Illegal Trading on a U.S. … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Carmine Garofalo , an … CFTC Charges Carmine Garofalo with Illegal Trading on a U.S. …
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CFTC Charges Bostonian David Prescott with Forex Pool Fraud
… May 6, 2013 CFTC Charges Bostonian David Prescott with Forex Pool Fraud Court … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that on May 3, 2013, the Honorable … CFTC Charges Bostonian David Prescott with Forex Pool Fraud …
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CFTC Charges California Resident Ralph Metters with Forex Fraud
… August 29, 2014 CFTC Charges California Resident Ralph Metters with Forex Fraud … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Manuel L. Real of the U.S. … CFTC Charges California Resident Ralph Metters with Forex Fraud …
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CFTC Charges Futures Trader with Cross-Exchange Manipulation
… September 27, 2018 CFTC Charges Futures Trader with Cross-Exchange Manipulation  … Washington, DC — The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … CFTC Charges Futures Trader with Cross-Exchange Manipulation …
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CFTC Settles Recordkeeping Charges Against Pioneer Futures, Inc.
… Commodity Futures Trading Commission Settles Recordkeeping Charges Against Pioneer Futures, Inc. Washington, D.C. — The U.S. Commodity Futures Trading Commission (CFTC) today announced the issuance of an order filing and … (Pioneer) for failing to produce trading records to the CFTC upon request. The CFTC order requires Pioneer, a …
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CFTC Charges Washington State Pastor with Fraud, Misappropriation in Multilevel Marketing Scheme Targeting Hispanic Americans
… in the scheme. In its continuing litigation, the CFTC seeks restitution to defrauded customers, disgorgement … further violations of the Commodity Exchange Act and CFTC Regulations. Case Background As alleged in the … Timothy J. Mulreany, and Paul G. Hayeck.    * * * * * * CFTC’s Fraud Advisory The CFTC has issued several customer …
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CFTC Charges Texas Firm and Head Trader with Spoofing and Engaging in a Manipulative and Deceptive Scheme and Violating a Prior CFTC Order
… scheme, failing to supervise, and for violating a prior CFTC order.  The scheme involved crude oil and natural gas … and commodity trading advisor.   In the complaint, the CFTC seeks civil monetary penalties, restitution, … further violations of the Commodity Exchange Act and CFTC regulations, as charged. “Six years ago, Logista …
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CFTC Orders Two Foreign Firms to Pay $2.5 Million for Illegal Off-Exchange Transactions with U.S. Customers
… Commission today announced an order filing and settling charges against  Netrios LP Ltd. and Red Acre Ltd. for … out activities that lawfully could only be performed on a CFTC-registered exchange, and Red Acre aided and abetted … and Red Acre based on the same underlying conduct. The CFTC thanks the SEC, the Central Bank of Ireland, the …
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CFTC Charges 20 Entities for Making False Registration Claims
… Futures Trading Commission today announced the filing of charges against 20 entities for making false and misleading claims of having CFTC registration and National Futures Association (NFA) … committing violations of the Commodity Exchange Act and CFTC regulations. “Today’s actions are the latest examples …
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