Displaying results 491 - 500 of 2823
CFTC Charges California Resident James D. Crombie and Paron Capital Management, LLC with Making False, Fictitious, or Fraudulent Statements to the National Futures Association
… September 15, 2011 CFTC Charges California Resident James D. Crombie and Paron … Fraudulent Statements to the National Futures Association CFTC also charges defendants with solicitation fraud. … CFTC Charges California Resident James D. Crombie and Paron …
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CFTC Charges Victor E. Cilli and his company, Progressive Investment Funds LLC, with Operating a Commodity Pool Ponzi Scheme and Misappropriating Customer Funds
… June 15, 2011 CFTC Charges Victor E. Cilli and his company, Progressive … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Victor Eugene Cilli and his company, … motorcycle payments and hair salon visits. Progressive is a CFTC-registered Commodity Pool Operator, and Cilli is …
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CFTC CHARGES ILLINOIS-BASED COMMODITY TRADING ADVISOR AND ITS PRINCIPALS WITH MISREPRESENTING PROFITS AND RISKS; The Options Advisor L.L.C. and Principals Mark Melin and David Farrra Charged
… CFTC CHARGES ILLINOIS-BASED COMMODITY TRADING ADVISOR AND ITS …
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CFTC Charges IB Capital FX, LLC, Michel Geurkink, and Emad Echadi with Soliciting at Least $50 Million from Members of the Public for Forex Trading, without Being Registered with the CFTC
… November 16, 2015 CFTC Charges IB Capital FX, LLC, Michel Geurkink, and Emad Echadi … Public for Forex Trading, without Being Registered with the CFTC Washington, DC – The U.S. Commodity Futures Trading … CFTC Charges IB Capital FX, LLC, Michel Geurkink, and Emad …
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CFTC Charges Illinois Resident, CME Floor Broker and Trader James C. Yadgir with Violating Live and Feeder Cattle Futures Speculative Position Limits
… November 5, 2013 CFTC Charges Illinois Resident, CME Floor Broker and Trader James … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an enforcement action in … CFTC Charges Illinois Resident, CME Floor Broker and Trader James …
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Georgia Court Imposes Fines and Other Sanctions Against Atlanta-Based Saxon Financial Services Inc., Charged by the CFTC with Commodity Option Fraud
… Atlanta-Based Saxon Financial Services Inc., Charged by the CFTC with Commodity Option Fraud Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained more than $4.3 … Services Inc. (Saxon) of Atlanta, Ga., charged by the CFTC in 2007 with commodity option fraud. Judge Julie E. …
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CFTC Settles Charges against Dubai-Based Supama International DMCC for Engaging in Illegal Trades that Resulted in an Illegal Pass of Money among Accounts
… Release: 5441-08 For Release: January 22, 2008 CFTC Settles Charges against Dubai-Based Supama International DMCC for … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it settled its case against … CFTC Settles Charges against Dubai-Based Supama …
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CFTC Charges North Carolina Man and Two Companies with Solicitation Fraud and Misappropriation of Approximately $1.3 Million of Customer Funds in Commodity Pool Scheme
… Release: 5558-08 For Release: September 29, 2008 CFTC Charges North Carolina Man and Two Companies with … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a federal lawsuit charging Tyrone “Cauzae” … CFTC Charges North Carolina Man and Two Companies with …
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CFTC Charges CME Group’s New York Mercantile Exchange and Two Former Employees with Disclosing Material Nonpublic Information about Customer Trades
… February 21, 2013 CFTC Charges CME Group’s New York Mercantile Exchange and Two … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed an enforcement action charging the New … CFTC Charges CME Group’s New York Mercantile Exchange and Two …
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CFTC Orders ACI Capital Group, L.L.C. and Alexandre P. Guimaraes to Pay Approximately $850,000 in Restitution and Penalty to Settle Forex Fraud Charges
… May 14, 2012 CFTC Orders ACI Capital Group, L.L.C. and Alexandre P. … $850,000 in Restitution and Penalty to Settle Forex Fraud Charges Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against …
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