Displaying results 461 - 470 of 2823
Global Futures & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules
… & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules … DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules …
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Mesa, Arizona Foreign Currency Trader Ronald Stephen Holt Settles Fraud Charges with CFTC for Nearly $32 Million
… Foreign Currency Trader Ronald Stephen Holt Settles Fraud Charges with U.S. Commodity Futures Trading Commission for … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that Judge Paul G. Rosenblatt of the … The consent order was issued in an enforcement action the CFTC filed against the defendants in 2003, charging that …
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Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and Placed Trades Without Proper Authorization
… Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and Placed … DC — The U.S. Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously … Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and …
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CFTC Charges Elizabeth Baldwin, Of Newport, Rhode Island, With Fraudulently Soliciting & Obtaining More Than $500,000 To Trade Commodity Futures
… Release: 5414-07 For Release: November 15, 2007 CFTC Charges Elizabeth Baldwin, Of Newport, Rhode Island, With … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action … CFTC Charges Elizabeth Baldwin, Of Newport, Rhode Island, …
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CFTC Files and Settles Charges Against Florida Resident and His Company for Violating Exchange Trading Limits at the New York Board of Trade
… U.S. Commodity Futures Trading Commission Files and Settles Charges Against Florida Resident and His Company for … Washington, D.C.— The Commodity Futures Trading Commission (CFTC) today announced the issuance of an order filing and … and his company, Rolling Meadow Ranch, Inc. (RMR). The CFTC order, entered on September 27, 2006, finds that, …
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CFTC Charges Oregon-based System Capital, LLC and Joshua Wallace with Solicitation Fraud and Making False Statements to the National Futures Association
… November 24, 2010 CFTC Charges Oregon-based System Capital, LLC and Joshua Wallace … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged System Capital, LLC of Lake Oswego, … CFTC Charges Oregon-based System Capital, LLC and Joshua Wallace …
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CFTC Charges Alpha Trade Group, S.A. and Six Individuals with Fraud and Misappropriation in Connection with a $1.7 Million Foreign Currency and Futures Scheme
… September 28, 2011 CFTC Charges Alpha Trade Group, S.A. and Six Individuals with … Washington, DC – The Commodity Futures Trading Commission (CFTC) filed a complaint in the U.S. District Court for the … CFTC Charges Alpha Trade Group, S.A. and Six Individuals with …
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CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, and Brian Reynolds with Commodity Pool Fraud
… March 13, 2012 CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed an enforcement action charging … CT Managers, also based in Boulder, is registered with the CFTC as a Commodity Pool Operator and Commodity Trading …
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CFTC Charges Florida Resident Michael J. Riolo and His Two Companies with Fraud in Alleged Multi-Million Dollar Foreign Currency Scam
… Press Release: 5659-09 For Release: May 21, 2009 CFTC Charges Florida Resident Michael J. Riolo and His Two … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Michael J. Riolo of Boca Raton, Florida, … CFTC Charges Florida Resident Michael J. Riolo and His Two …
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CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving Grain Elevators and Cooperatives in Five Midwestern States
… on the issues surrounding this case. December 14, 2011 CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a consent order of … CFTC Settles False Reporting Charges against Mark …
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