Displaying results 451 - 460 of 2823
Capital Market Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules
… Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules … DC –The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules …
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CFTC Charges Texas Resident Jonathan Hansen and His Company, J. Hansen Investments, LLC, with Commodity Pool Fraud, Misappropriation, and Commingling of Funds
… August 29, 2012 CFTC Charges Texas Resident Jonathan Hansen and His Company, J. … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil anti-fraud … CFTC Charges Texas Resident Jonathan Hansen and His Company, J. …
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CFTC Charges New York Firm Falco & Stevens, Inc. and its President Vyacheslav Nass with Stealing Millions in Foreign Currency Scam
… March 15, 2006 US Commodity Futures Trading Commission Charges New York Firm and its President with Stealing … D.C.— The US Commodity Futures Trading Commission (CFTC) announced the filing of a complaint in federal … Vyacheslav Nass (Nass) , of Brooklyn, New York. The CFTC complaint charges that the defendants illegally sold …
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CFTC Orders Futures Broker Employee Susan Butterfield to Pay $50,000 Penalty in Settlement of Charges of Making False Statements to the CFTC During Her Investigative Testimony
… September 16, 2013 CFTC Orders Futures Broker Employee Susan Butterfield to Pay $50,000 Penalty in Settlement of Charges of Making False Statements to the CFTC During Her Investigative Testimony Washington, DC – The … CFTC Orders Futures Broker Employee Susan Butterfield to Pay …
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TEXAS COMMODITY TRADER AND FIRM CHARGED WITH DEFRAUDING CUSTOMERS OF APPROXIMATELY $1 MILLION; CFTC Charges Richard A. Hale and Allegheny Gulf Investments, Inc., with Misuse of Investor Funds
… WITH DEFRAUDING CUSTOMERS OF APPROXIMATELY $1 MILLION; CFTC Charges Richard A. Hale and Allegheny Gulf Investments, …
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TEXAS MAN CHARGED WITH FOREIGN CURRENCY FRAUD; CFTC Charges Ross Erskine with Fraudulently Soliciting Foreign Currency Futures Customers by Making Misleading Profit Claims
… TEXAS MAN CHARGED WITH FOREIGN CURRENCY FRAUD; CFTC Charges Ross Erskine with Fraudulently Soliciting Foreign …
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ILLINOIS MAN AND HIS FIRM CHARGED WITH SWINDLING OVER $1.4 MILLION IN COMMODITY FRAUD; CFTC Charges John Martin Lofgren and Melrose Asset Management With Fraud
… WITH SWINDLING OVER $1.4 MILLION IN COMMODITY FRAUD; CFTC Charges John Martin Lofgren and Melrose Asset Management …
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CFTC Charges Dallas-based Steven Lyn Scott with Solicitation Fraud, Misappropriation, and Registration Violations in Connection with a Forex Commodity Pool Scheme
… March 20, 2014 CFTC Charges Dallas-based Steven Lyn Scott with Solicitation … DC ­ The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement action March 19, 2014 against … CFTC Charges Dallas-based Steven Lyn Scott with Solicitation …
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CFTC Charges Parnon Energy Inc., Arcadia Petroleum Ltd. and Arcadia Energy (Suisse) SA with Price Manipulation in the Crude Oil Market
… May 24, 2011 CFTC Charges Parnon Energy Inc., Arcadia Petroleum Ltd. and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action in the United … prices from January 2008 to April 2008. As alleged in the CFTC complaint, during the relevant period defendants traded …
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CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant
… September 9, 2014 CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant Zulutrade is a CFTC-registered Introducing … CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and …
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