Displaying results 441 - 450 of 2823
CFTC Charges Florida Residents Philip Leon, Paul Rangel, and John Wilkins and Their Company, Altamont Global Partners LLC, with Fraud and Misappropriation
… July 25, 2012 CFTC Charges Florida Residents Philip Leon, Paul Rangel, and John … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on July 16, 2012, Judge Gregory … CFTC Charges Florida Residents Philip Leon, Paul Rangel, and John …
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CFTC Charges Nicholas Gelfman and Gelfman Blueprint, Inc. with Fraudulent Solicitation, Misappropriation, and Issuing False Account Statements in Bitcoin Ponzi Scheme
… September 21, 2017 CFTC Charges Nicholas Gelfman and Gelfman Blueprint, Inc. with … Issuing False Account Statements in Bitcoin Ponzi Scheme CFTC Files Its First Anti-Fraud Enforcement Action Involving … CFTC Charges Nicholas Gelfman and Gelfman Blueprint, Inc. with …
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CFTC Charges Tennessee Trader and Two Entities with Engaging in Cross-Market and Single-Market Spoofing and Manipulative Schemes
… of Nesvick, a registered introducing broker.        The CFTC seeks, among other things, monetary penalties, … further violations of the Commodity Exchange Act (CEA) and CFTC regulations. “Through this action, the CFTC shows it continues to vigorously detect and prosecute …
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CFTC Charges San Diego Resident Charles Steven Goodie and His Company, CSG Commodity Services Group, with Commodity Pool Fraud
… December 6, 2011 CFTC Charges San Diego Resident Charles Steven Goodie and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action … CFTC Charges San Diego Resident Charles Steven Goodie and His …
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CFTC Orders BNP Paribas Securities Corp. to Pay a $140,000 Penalty to Settle Charges of Improper Investment of Customer Segregated Funds
… October 20, 2015 CFTC Orders BNP Paribas Securities Corp. to Pay a $140,000 Penalty to Settle Charges of Improper Investment of Customer Segregated Funds … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order instituting and simultaneously …
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Federal Court in Colorado Orders Michael Gale to Pay More than $1.2 Million to Settle Fraud Charges in CFTC Enforcement Action
… Michael Gale to Pay More than $1.2 Million to Settle Fraud Charges in CFTC Enforcement Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order … to Pay More than $1.2 Million to Settle Fraud Charges in CFTC Enforcement Action …
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Statement of Commissioner Kristin Johnson Regarding the CFTC Charging South African Commodity Pool Operator and CEO with $1.7 Billion Fraud Involving Bitcoin
… Today, the Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District … at least 29,421 bitcoin accepted from participants.  The CFTC’s complaint seeks full restitution on behalf of … this fraud represents the largest to date charged by the CFTC involving Bitcoin. Fraudsters often take full advantage …
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CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures
… October 10, 2012 CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the Farr Financial Inc. (Farr) of San … CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle …
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Capital Market Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules
… Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules … DC –The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules …
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North Carolina Court Issues Asset Freeze and Temporary Restraining Order in CFTC Action Charging Commodity Pool Fraud; CFTC Charges Donald Trivette with Defrauding Customers by Misrepresentations and Misappropriation of Investor Funds
… Issues Asset Freeze and Temporary Restraining Order in CFTC Action Charging Commodity Pool Fraud; CFTC Charges Donald Trivette with Defrauding Customers by …
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