Displaying results 431 - 440 of 2823
CFTC Charges The Kane Capital Investment Group, LLC and Amrit Chahal of Virginia with Operating a Commodity Pool Ponzi Scheme
… April 13, 2018 CFTC Charges The Kane Capital Investment Group, LLC and Amrit … Washington, DC –The Commodity Futures Trading Commission (CFTC) yesterday filed a civil enforcement action in the U.S. … CFTC Charges The Kane Capital Investment Group, LLC and Amrit …
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CFTC Charges Florida Firm Angus Jackson, Inc. and its CFO Martin H. Bedick with Making False, Fictitious, or Fraudulent Statements to the NFA
… March 12, 2012 CFTC Charges Florida Firm Angus Jackson, Inc. and its CFO Martin … trading prohibition for failure to comply with an existing CFTC order Washington, DC – The U.S. Commodity Futures … CFTC Charges Florida Firm Angus Jackson, Inc. and its CFO Martin …
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CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… February 3, 2016 CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the … CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph …
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CFTC Charges Wisconsin Resident Eric N. Schmickle and His Company, Q Wealth Management Inc., with Operating a $5.3 Million Commodity Futures Fraud
… September 25, 2012 CFTC Charges Wisconsin Resident Eric N. Schmickle and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement … CFTC Charges Wisconsin Resident Eric N. Schmickle and His …
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CFTC Charges Jeffery A. Lowrance and His Company, First Capital Savings and Loan, with Operating a Million Dollar Foreign Currency Ponzi Scheme
… July 15, 2011 CFTC Charges Jeffery A. Lowrance and His Company, First Capital … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Jeffery Alan Lowrance … CFTC Charges Jeffery A. Lowrance and His Company, First Capital …
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CFTC Charges Minnesota Resident Charles “Chuck” E. Hays and His Company, Crossfire Trading, LLC, with Running a $5.5 Million Ponzi Scheme
… Release: 5608-09 For Release: February 5, 2009 CFTC Charges Minnesota Resident Charles “Chuck” E. Hays and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement action today against Charles … CFTC Charges Minnesota Resident Charles “Chuck” E. Hays and …
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Remarks at NYU Law School – CFTC Enforcement Priorities, Insider Trading in the Prediction Markets, and Cooperation with the CFTC
… Enforcement for the Commodity Futures Trading Commission (“CFTC”).  I am incredibly fortunate to have the opportunity … and transparently.  This is a very exciting time for the CFTC.  From our roots as an agricultural futures regulator, … spoofing). [3] CFTC, Press Release No. 8997-24, CFTC Charges Several Persons and Companies in a $280 Million …
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CFTC Charges Michael Derrick Peninger and His Company, CSA Trading Group, Inc., With Fraud and Misappropriation in $1 Million Commodity Pool Scam
… Release: 5559-08 For Release: October 1, 2008 CFTC Charges Michael Derrick Peninger and His Company, CSA … DC — The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement action against CSA Trading Group … CFTC Charges Michael Derrick Peninger and His Company, CSA …
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CFTC Charges U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing
… April 21, 2015 CFTC Charges U.K. Resident Navinder Singh Sarao and His Company … Limited PLC with Price Manipulation and Spoofing The CFTC Complaint Alleges that Defendants’ Manipulative Conduct … CFTC Charges U.K. Resident Navinder Singh Sarao and His Company …
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CFTC Charges Florida Residents Cindy and Paul Vandivier and Their Company, Mintline, Inc., with Fraud in Connection with Illegal, Off-Exchange Commodity Transactions
… May 21, 2014 CFTC Charges Florida Residents Cindy and Paul Vandivier and Their … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency court … CFTC Charges Florida Residents Cindy and Paul Vandivier and Their …
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