Displaying results 411 - 420 of 2823
Federal Court in Florida Imposes More than $5.4 Million in Restitution and Fines in CFTC Action Charging Commodity Options Fraud
… Than $5.4 Million in Restitution and Monetary Penalties in CFTC Action Charging Commodity Options Fraud Zurich Futures … Washington, DC - The Commodity Futures Trading Commission (CFTC) today announced that it obtained more than $5.4 … commodity-related activity, including registering with the CFTC in any capacity and trading. The default order, entered …
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CFTC Charges Illinois Resident Donald A. Newell and his Company, Quiddity, LLC, with Running a Fraudulent Allocation Scheme, Making Material False Statements to the CFTC, and Recordkeeping Violations
… August 23, 2012 CFTC Charges Illinois Resident Donald A. Newell and his Company, … Allocation Scheme, Making Material False Statements to the CFTC, and Recordkeeping Violations Washington, DC - The U.S. … CFTC Charges Illinois Resident Donald A. Newell and his Company, …
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CFTC Charges California Man Patrick Dailey and His Texas Company with Fraud in Connection with a Multi-Million Dollar Commodity Pool
… Release: 5673-09 For Release: July 7, 2009 CFTC Charges California Man Patrick Dailey and His Texas Company … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged Patrick J. Dailey of … CFTC Charges California Man Patrick Dailey and His Texas …
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CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets
… January 29, 2018 CFTC Charges James Vorley and Cedric Chanu with Spoofing and … Washington, DC  – The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action in … CFTC Charges James Vorley and Cedric Chanu with Spoofing and …
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CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel Friant, and Their Company, Investment Intelligence Corp., with Operating a Fraudulent $53 Million Worldwide Off-Exchange Forex Scheme; Michael Dillard and Elevation Group Also Charged
… September 19, 2012 CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action charging Senen Pousa … CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel …
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CFTC Charges Omega Knight 2, LLC, Aviv Michael Hen, and Erez Hen with $5.5 Million Precious Metals Fraud
… June 13, 2018 CFTC Charges Omega Knight 2, LLC, Aviv Michael Hen, and Erez Hen with $5.5 Million Precious Metals Fraud CFTC Also Charges Defendants with Engaging in Illegal, … CFTC Charges Omega Knight 2, LLC, Aviv Michael Hen, and Erez Hen …
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CFTC Secures Judgment Against Michigan Commodity Pool Operator and His Company Engaged in Fraud Scheme
… the defendants violated the Commodity Exchange Act and CFTC regulations, as charged. It permanently bans them from … accepting funds for trading, and from registering with the CFTC. “As this case demonstrates, the CFTC will not tolerate fraudulent conduct in the markets it …
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CFTC Charges Florida Residents Anthony J. Klatch II and Lindsey Heim, along with their Company Assurance Capital Management, LLC, with Fraud and Misappropriation
… January 27, 2017 CFTC Charges Florida Residents Anthony J. Klatch II and Lindsey … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal enforcement … CFTC Charges Florida Residents Anthony J. Klatch II and Lindsey …
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Remarks at NYU Law School – CFTC Enforcement Priorities, Insider Trading in the Prediction Markets, and Cooperation with the CFTC
… Enforcement for the Commodity Futures Trading Commission (“CFTC”).  I am incredibly fortunate to have the opportunity … and transparently.  This is a very exciting time for the CFTC.  From our roots as an agricultural futures regulator, … spoofing). [3] CFTC, Press Release No. 8997-24, CFTC Charges Several Persons and Companies in a $280 Million …
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CFTC Settles Charges against FX Trading, LLC for Failing to Maintain Minimum Net Capital Required for Futures Commission Merchants
… May 12, 2011 CFTC Settles Charges against FX Trading, LLC for Failing to Maintain … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court entered a consent … CFTC Settles Charges against FX Trading, LLC for Failing to Maintain …
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