Displaying results 41 - 50 of 2823
CFTC Charges Unregistered Florida Commodity Pool Operator and Its Chief Executive Officer with Futures Fraud
… In its continuing litigation against Aureus and Matos, the CFTC seeks disgorgement of ill-gotten gains, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background As alleged in … pool participants a fictitious license to falsely show the CFTC licensed Aureus as an investment fund. This fictitious …
Created on:
CFTC Charges Wisconsin Woman and Her Companies with Fraud and Misappropriation
… AK Equity Group LLC and Xapphire LLC . The complaint charges Yang, AK Equity, and Xapphire with fraud and … her husband.          In continuing its litigation, the CFTC seeks full restitution to defrauded pool participants, … with her operation of AK Equity and Xapphire. The CFTC thanks the National Futures Association, the SEC, and …
Created on:
CFTC Charges two Louisiana-Based Companies and Cofounder with Multi-Million Dollar Forex Fraud, Failing to Register
… associated person of a commodity pool operator. The CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act and CFTC regulations, as charged. Case Background As alleged in … funds to trade forex, but failed to register with the CFTC as such, and commingled pool participant funds with the …
Created on:
CFTC Charges Several People and Companies in a $145 Million Ponzi Scheme
… one or more of the scams. In its continuing litigation, the CFTC seeks full restitution to defrauded pool participants, … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. CFTC Obtains Statutory Restraining Order On February 6, …
Created on:
CFTC Charges Two Websites with Commodities Options Scam
… 18, 2006 U.S. Commodity Futures Trading Commission Charges Two Websites with Commodities Options Scam CFTC Alleges that American Energy Exchange and York … The United States Commodity Futures Trading Commission (CFTC) announced today the filing of an enforcement action in …
Created on:
CFTC Charges Trading Firm, CEO, and COO with $5 Million Forex Commodity Pool Scheme
… currency (forex) commodity pool scheme. The complaint charges TTT, Carrion, and Rodriguez, directly and/or … (AI) trading algorithms. In the complaint, the CFTC seeks a civil monetary penalty, full restitution to … future violations of the Commodity Exchange Act (CEA) and CFTC regulations as charged. “As alleged, the defendants …
Created on:
CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets
… futures markets.  In its continuing civil litigation, the CFTC seeks, among other relief, civil monetary penalties, … of the federal commodities laws, as charged. “These charges demonstrate once again that the CFTC will vigorously prosecute to the fullest extent of the …
Created on:
CFTC Charges Trader and his Company with $7 Million Fraud
… September 19, 2019   CFTC Charges Trader and his Company with $7 Million Fraud … (CTA), respectively. “As these allegations show, the CFTC is committed to protecting customers from fraud in our … CFTC Charges Trader and his Company with $7 Million Fraud …
Created on:
CFTC Charges Trader with Spoofing in Financial Futures Markets
… July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets … and settling charges against Benjamin Cox, a trader and CFTC-registered floor broker based in Chicago, Illinois, for … CFTC Charges Trader with Spoofing in Financial Futures Markets …
Created on:
CFTC Charges Texas Man and His Company with Forex Fraud
… fraudulent solicitation and failing to register with the CFTC as required by the Commodity Exchange Act (CEA). On … of documents. In its continuing litigation, the CFTC seeks full restitution to defrauded clients, … that they had no U.S.-based forex trading accounts.   The CFTC thanks the Texas State Securities Board for its …
Created on: