Displaying results 391 - 400 of 2823
CFTC Charges Kent R.E. Whitney with Options Fraud by Making False and Misleading Statements to the CME, Futures Commission Merchants and Others
… December 10, 2010 CFTC Charges Kent R.E. Whitney with Options Fraud by Making False … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an enforcement action … CFTC Charges Kent R.E. Whitney with Options Fraud by Making False …
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CFTC Charges Forex Capital Markets, LLC with Undercapitalization, Failing to Timely Report Undercapitalization Violation, and Guaranteeing against Customer Losses
… August 18, 2016 CFTC Charges Forex Capital Markets, LLC with Undercapitalization, … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District … headquarters in New York, New York, is registered with the CFTC as a Retail Foreign Exchange Dealer (RFED). The CFTC …
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CFTC Charges Stuart Jones, Payton Lowe, and WeCorp., Inc. of Hilo and Honolulu, Hawaii with Operating $1.5 Million Ponzi Scheme
… Release: 5647-09 For Release: April 15, 2009 CFTC Charges Stuart Jones, Payton Lowe, and WeCorp., Inc. of Hilo … DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged Stuart W. Jones , … CFTC Charges Stuart Jones, Payton Lowe, and WeCorp., Inc. of …
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Federal Court Freezes Assets of Florida Resident David A. Owen, Charged by the CFTC with a Multi-Million Dollar Commodity Pool Fraud
… Assets of Florida Resident David A. Owen, Charged by the CFTC with a Multi-Million Dollar Commodity Pool Fraud Owen, … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court entered an order … an accounting of his assets. The court’s order stems from a CFTC anti-fraud enforcement action filed on October 30, …
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Deutsche Bank to Pay $800 Million Penalty to Settle CFTC Charges of Manipulation, Attempted Manipulation, and False Reporting of LIBOR and Euribor
… 2015 Deutsche Bank to Pay $800 Million Penalty to Settle CFTC Charges of Manipulation, Attempted Manipulation, and False … Imposed on Deutsche Bank Represents the Largest Fine in CFTC’s History With Today’s Action, the CFTC Has Imposed … Deutsche Bank to Pay $800 Million Penalty to Settle CFTC Charges of Manipulation, Attempted Manipulation, and …
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CFTC Charges Oklahoma Resident Kevin J. Davis with Acting as an Unregistered Commodity Pool Operator and Engaging in Prohibited Pool Operator Activities
… January 20, 2016 CFTC Charges Oklahoma Resident Kevin J. Davis with Acting as an … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on January 15, 2016, it filed a … CFTC Charges Oklahoma Resident Kevin J. Davis with Acting as an …
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CFTC Charges Brett G. Hartshorn of Sarasota, Florida with Soliciting at Least $906,000 in an Off-Exchange Foreign Currency Fraud Scheme
… December 28, 2016 CFTC Charges Brett G. Hartshorn of Sarasota, Florida with … Misappropriated Client Funds, Failed to Register with the CFTC, and Failed to Produce Books and Records Hartshorn … CFTC Charges Brett G. Hartshorn of Sarasota, Florida with …
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CFTC Charges Georgia Resident Robert A. Christy and His Company Crabapple Capital Group LLC with Foreign Currency Fraud and Misappropriation
… April 25, 2012 CFTC Charges Georgia Resident Robert A. Christy and His Company … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on April 19, 2012, Judge Richard … CFTC Charges Georgia Resident Robert A. Christy and His Company …
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CFTC Charges Digital Asset Derivatives Platform and Miami Resident with Facilitating Unlawful Futures Transactions, Failing to Register, and Attempted Manipulation of Native Token
… Futures native token. In its continuing litigation, the CFTC seeks full restitution, disgorgement of ill-gotten … of the Commodity Exchange Act (CEA), as charged. “The CFTC’s action against Adam Todd and Digitex Futures … Acting Director of Enforcement Gretchen Lowe. “Further, the CFTC will vigorously investigate potential manipulative …
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CALIFORNIA COMPANY AND TWO CALIFORNIA RESIDENTS CHARGED WITH COMMODITY POOL FRAUD; CFTC Charges California Corporation and Two Employees With Fraud in Commodity Investment Scam
… TWO CALIFORNIA RESIDENTS CHARGED WITH COMMODITY POOL FRAUD; CFTC Charges California Corporation and Two Employees With Fraud …
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