Displaying results 381 - 390 of 2823
CFTC Charges Pennsylvania Resident William H. Powderly IV with Fraudulently Soliciting Commodity Futures Customers and Distributing False Account Statements
… May 2, 2017 CFTC Charges Pennsylvania Resident William H. Powderly IV with … DC — The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement action in the U.S. District … behalf in an account in Powderly’s name. The Complaint also charges Powderly with making and providing false and …
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CFTC Charges Virginia Resident Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, in Forex Fraud Scheme
… Release: 5784-10 For Release: February 26, 2010 CFTC Charges Virginia Resident Ronald W. Smith, Jr., Doing … DC - The U.S. Commodity Futures Trading Commission (CFTC) today charged Ronald W. Smith, Jr. , of Vansant, Va., … CFTC Charges Virginia Resident Ronald W. Smith, Jr., Doing …
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CFTC Charges Maverick International, Inc. and its Principals Wesley Allen Brown and Edward Rubin with Pool Fraud and Other Violations
… March 31, 2015 CFTC Charges Maverick International, Inc. and its Principals … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action in … CFTC Charges Maverick International, Inc. and its Principals …
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CFTC Charges North Carolina Resident Edwin A. Vasquez and His Company Vasquez Global Investments, LLC with Commodity Pool Fraud
… August 7, 2014 CFTC Charges North Carolina Resident Edwin A. Vasquez and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action in … CFTC Charges North Carolina Resident Edwin A. Vasquez and His …
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CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly
… scheme targeting elderly persons nationwide. The complaint charges defendants TMTE, Inc., d/b/a Metals.com , Chase … the defendants and the relief defendant and permitting the CFTC and the states to inspect all relevant records. The … Equity, as well as the assets of Asher and Batashvili. The CFTC investigated this matter in parallel with state …
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CFTC Charges Citigroup Trader Otmane El Rhazi, a Moroccan National, with Unlawful Trading and Misappropriation from a Citibank Proprietary Account
… April 18, 2011 CFTC Charges Citigroup Trader Otmane El Rhazi, a Moroccan … DC — The U.S. Commodity Futures Trading Commission (CFTC) on April 15, 2011, filed an enforcement action … El Rhazi from destroying books and records. The complaint charges that El Rhazi engaged in numerous noncompetitive and …
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CFTC Charges Austin, Texas Resident Steven Leigh Shakespeare and His Company, Guardian Futures, Inc., With Fraud and Unauthorized Trading
… Release: 5645-09 For Release: April 9, 2009 CFTC Charges Austin, Texas Resident Steven Leigh Shakespeare and … DC -- The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged Steven Leigh … CFTC Charges Austin, Texas Resident Steven Leigh Shakespeare …
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CFTC Charges Grahame Rhodes of Missouri with Fraud, Misappropriation, and Commingling Funds in Multi-Million Dollar Commodity Pool Ponzi Scheme
… September 19, 2012 CFTC Charges Grahame Rhodes of Missouri with Fraud, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a federal civil enforcement action in the … Ponzi scheme. Rhodes has never been registered with the CFTC in any capacity. According to the complaint, from at …
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CFTC Charges New York Firm 4X Solutions, Inc. and its Principal, Whileon Chay, with Forex Fraud Ponzi Scheme
… April 8, 2013 CFTC Charges New York Firm 4X Solutions, Inc. and its Principal, … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action in … CFTC Charges New York Firm 4X Solutions, Inc. and its Principal, …
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CFTC Charges Texas Resident Willie L. Cloud, Jr. and His Investment Company, C & R Financial, with Operating a Foreign Currency Ponzi Scheme
… Release: 5791-10 For Release: March 9, 2010 CFTC Charges Texas Resident Willie L. Cloud, Jr. and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Willie L. Cloud, Jr. … CFTC Charges Texas Resident Willie L. Cloud, Jr. and His …
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