Displaying results 371 - 380 of 2823
CFTC Obtains Federal Court Order Freezing Assets of Muskegon Heights, Michigan Man Charged with Defrauding Managed Account Clients
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a complaint on September … restraining order freezing Schroeder’s assets (see CFTC v. Steven G. Schroeder , No. 06-CV- 0705, W.D. … his educational background. Furthermore, the CFTC complaint charges that Schroeder created a fictitious brokerage …
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CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud
… May 17, 2011 CFTC Charges Florida Firm, American Precious Metals, LLC, and … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged precious metals firm … customer, according to the complaint. The complaint also charges APM with making misrepresentations and omissions of …
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CFTC Charges New York Firm Madison Dean, Inc., and its Principals, George Athanasatos and Laurence Dodge, with Forex Fraud
… May 9, 2012 CFTC Charges New York Firm Madison Dean, Inc., and its … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … None of the defendants has ever been registered with the CFTC. The CFTC complaint, filed on May 8, 2012, alleges that …
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CFTC Charges United Arab Emirates Residents Heet Khara and Nasim Salim with Spoofing in the Gold and Silver Futures Markets
… May 5, 2015 CFTC Charges United Arab Emirates Residents Heet Khara and Nasim … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … , residents of the United Arab Emirates.  According to the CFTC’s Complaint, Defendants engaged in unlawful disruptive …
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CFTC Charges Raleigh, North Carolina Man and His Company, Yellowstone Partners, Inc., with Operating a Foreign Currency Ponzi Scheme
… Release: 5795-10 For Release: March 15, 2010 CFTC Charges Raleigh, North Carolina Man And His Company, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Dennis Todd Hagemann … CFTC Charges Raleigh, North Carolina Man and His Company, …
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CFTC Charges Jody Dupont of South Carolina and His Company, Open Range Trading LLC, with Commodity Trading Advisor Fraud
… October 4, 2016 CFTC Charges Jody Dupont of South Carolina and His Company, Open … DC - The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action charging Defendants … CFTC Charges Jody Dupont of South Carolina and His Company, Open …
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CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud
… March 30, 2011 CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. … DC - The U.S. Commodity Futures Trading Commission (CFTC) today charged precious metals firm Kastle & Hawke, … CFTC Charges Florida Precious Metals Company Kastle & Hawke, …
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CFTC Charges Rodney W. Whitney, Nicholas T. Cox and Their Trading Firm, Integra Capital Management LLC, with Operating a $3 Million Ponzi Scheme
… September 30, 2010 CFTC Charges Rodney W. Whitney, Nicholas T. Cox and Their Trading … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency federal … CFTC Charges Rodney W. Whitney, Nicholas T. Cox and Their Trading …
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CFTC Charges Florida Resident Phillip Milton and Virginia Residents Gregory and William Center with Operating a $28 Million Ponzi Scheme
… July 6, 2010 CFTC Charges Florida Resident Philip Milton and Virginia … William Center with Operating a $28 Million Ponzi Scheme CFTC obtains federal court order freezing the defendants’ … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action …
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CFTC Charges Fund Manager Mark Bloom and His Firm, North Hills Management LLC, with Misappropriating Over $13 Million
… Release: 5622-09 For Release: February 25, 2009 CFTC Charges Fund Manager Mark Bloom and His Firm, North Hills … Out Of Millions In Connection With Distributions From 2005 CFTC Fraud Action Against Another Fund Operator Washington, … CFTC Charges Fund Manager Mark Bloom and His Firm, North …
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