Displaying results 361 - 370 of 2823
CFTC Charges NatWest Markets Plc with Submitting Inaccurate Large Trader Reports for Physical Commodity Swap Positions 
… October 1, 2019 CFTC Charges NatWest Markets Plc with Submitting Inaccurate Large … Washington, DC —  On Monday, September 30, 2019, the CFTC filed and settled charges against NatWest Markets Plc , … CFTC Charges NatWest Markets Plc with Submitting Inaccurate Large …
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CFTC Charges Registered COMEX Floor Broker Dominick Anthony Cognata with Failing to Produce Required Documents in Response to a CFTC Subpoena and Seeks to Revoke His Registration
… September 30, 2013 CFTC Charges Registered COMEX Floor Broker Dominick Anthony … with Failing to Produce Required Documents in Response to a CFTC Subpoena and Seeks to Revoke His Registration … CFTC Charges Registered COMEX Floor Broker Dominick Anthony …
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CFTC Charges Texas Residents Robert Watson, Daniel Petroski and their Companies with Fraud in Multi-Million Dollar Forex Scheme
… Release: 5661-09 For Release: May 26, 2009 CFTC Charges Texas Residents Robert Watson, Daniel Petroski and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Robert D. Watson (Watson), Daniel J. … CFTC Charges Texas Residents Robert Watson, Daniel Petroski …
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CFTC Orders JPMorgan Chase Bank, N.A. to Pay a $20 Million Civil Monetary Penalty to Settle CFTC Charges of Unlawfully Handling Customer Segregated Funds
… April 4, 2012 CFTC Orders JPMorgan Chase Bank, N.A. to Pay a $20 Million Civil Monetary Penalty to Settle CFTC Charges of Unlawfully Handling Customer Segregated Funds … CFTC Orders JPMorgan Chase Bank, N.A. to Pay a $20 Million Civil Monetary Penalty to Settle CFTC Charges of Unlawfully Handling Customer Segregated Funds …
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CFTC Files Amended Complaint Which Adds Charge That Defendants Arista LLC, Abdul Sultan Walji and Reniero Francisco of California Made False Statements to the CFTC
… June 4, 2013 CFTC Files Amended Complaint Adding Charge that Defendants … Francisco of California Made False Statements to the CFTC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) filed an amended complaint on May 28, 2013, in its … CFTC Files Amended Complaint Which Adds Charge That …
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CFTC Charges Illinois Traders Richard D. Carter and Mark R. Slobodnik and their Company, Blue Guru Trading, LLC, with Fraud
… January 12, 2018 CFTC Charges Illinois Traders Richard D. Carter and Mark R. … Washington, DC –  The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action on … CFTC Charges Illinois Traders Richard D. Carter and Mark R. …
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CFTC Charges Jitesh Thakkar and Edge Financial Technologies, Inc. with Aiding and Abetting Spoofing and Manipulative and Deceptive Scheme
… January 29, 2018 CFTC Charges Jitesh Thakkar and Edge Financial Technologies, Inc. … Washington, DC  – The Commodity Futures Trading Commission (CFTC) today announced the filing of a federal court … CFTC Charges Jitesh Thakkar and Edge Financial Technologies, Inc. …
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CFTC Charges Owner of Precious Metals Firm with Defrauding More than 130 Customers in Precious Metals Scheme
… October 3, 2018 CFTC Charges Owner of Precious Metals Firm with Defrauding More … Washington, DC – The Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District … CFTC Charges Owner of Precious Metals Firm with Defrauding More …
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CFTC Charges New Jersey Residents Alcibiades Cifuentes and Jennifer Wee Cifuentes, and Cifuentes Fund Management, LLC, with Fraud and Misappropriation
… September 30, 2016 CFTC Charges New Jersey Residents Alcibiades Cifuentes and … DC –The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … CFTC Charges New Jersey Residents Alcibiades Cifuentes and …
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CFTC Amends Complaint against Banc de Binary, Ltd. to Charge Three Affiliated Corporate Entities with Violating the CFTC’s Ban on Trading Options Contracts Off-Exchange
… May 7, 2014 CFTC Amends Complaint against Banc de Binary, Ltd. to Charge … Three Affiliated Corporate Entities with Violating the CFTC’s Ban on Trading Options Contracts Off-Exchange CFTC Also Charges Oren Shabat Laurent as the Controlling Person of the … CFTC Amends Complaint against Banc de Binary, Ltd. to Charge …
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