Displaying results 341 - 350 of 2823
CFTC Charges Illinois Defendants Jay C. Nolan and His Company, Lodge Capital Group, LLC, with Commodity Pool Fraud
… Release: 5778-10 For Release: January 29, 2010 CFTC Charges Illinois Defendants Jay C. Nolan and His Company, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency federal … CFTC Charges Illinois Defendants Jay C. Nolan and His …
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CFTC Charges Monex Deposit Company, its Affiliates, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme
… September 6, 2017 CFTC Charges Monex Deposit Company, its Affiliates, and their … in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that defendants deceived thousands of retail … CFTC Charges Monex Deposit Company, its Affiliates, and their …
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CFTC Charges Floridian Christopher Smithers with Fraud in Connection with Commodity-Related Activities and Violations of a Federal Court’s Prior Orders
… October 23, 2012 CFTC Charges Floridian Christopher Smithers with Fraud in … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a federal civil … Act (CEA) and CFTC regulations. The CFTC complaint also charges Smithers with violating two prior U.S. District …
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CFTC Charges Scottsdale, Arizona Resident Helmut H. Weber d/b/a Weber Capital Management with Solicitation Fraud and Misappropriation in Forex Scheme
… Release: 5794-10 For Release: March 11, 2010 CFTC Charges Scottsdale, Arizona Resident Helmut H. Weber d/b/a … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a complaint against Helmut H. Weber d/b/a Weber … CFTC Charges Scottsdale, Arizona Resident Helmut H. Weber …
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CFTC Obtains Federal Court Order Freezing Assets of Tennessee Resident Charged with Fraud in Connection with Operating a Commodity Pool
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal district court in … court’s order, entered on October 6, 2006, arises from a CFTC complaint alleging that Kis solicited over $400,000 … false statements to investors. Specifically, the complaint, charges that, from approximately March 2003 through January …
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CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other Defendants with Fraudulently Soliciting over $11.3 Million
… August 5, 2011 CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other … DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained an emergency federal court order freezing the … CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other …
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CFTC Charges Ponzi Scheme in Mansfield, Texas, Caused More Than 250 Investors to Lose at Least $10.9 Million
… Release: 5626-09 For Release: March 5, 2009 CFTC Charges Ponzi Scheme in Mansfield, Texas, Caused More Than … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Ray M. White and CRW Management, LP … CFTC Charges Ponzi Scheme in Mansfield, Texas, Caused More …
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Dominion Resources, Inc. Agrees to Pay a $4.25 Million Civil Penalty to Settle CFTC Charges of False Reporting
… Penalty to Settle U.S. Commodity Futures Trading Commission Charges of False Reporting False Reporting of Natural Gas … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the issuance of an administrative … price risks. In addition to imposing civil penalties, the CFTC order requires Dominion to comply with certain …
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CFTC Charges Blue Sky Capital Management Corp. and Gregory M. Schneider with Making False Statements to the National Futures Association
… August 10, 2011 CFTC Charges Blue Sky Capital Management Corp. and Gregory M. … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint charging … CFTC Charges Blue Sky Capital Management Corp. and Gregory M. …
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FXDirectDealer, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules
… LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules …
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