Displaying results 331 - 340 of 2823
CFTC Charges Oregon and Illinois Residents and Florida Company in $44 Million Misappropriation in Ongoing Digital Asset and Commodity Futures Fraud
… assets and other instruments. The enforcement action also charges the defendants with operating an illegal commodity … for May 25, 2022. In its continuing litigation, the CFTC seeks restitution to defrauded investors, disgorgement … further violations of the Commodity Exchange Act (CEA) and CFTC regulations. Case Background The complaint alleges that …
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CFTC Charges El Paso Resident and His Firm in Ongoing $3.9 Million Forex and Cryptocurrency Fraud and Misappropriation Scheme
… and appointing a Temporary Receiver. A hearing on the CFTC’s Motion for Preliminary Injunction is scheduled for October 27, 2021. In its continuing litigation, the CFTC seeks restitution to defrauded investors, disgorgement … of Administration assisted in this matter. *  *  *  *  *  * CFTC’s Commodity Pool and Forex Fraud Advisories The CFTC …
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CFTC Charges Archegos Capital Management and Three Employees with Scheme to Defraud Resulting in Swap Counterparty Losses Over $10 Billion
… of Syosset, New York, charging them with fraud. The CFTC also issued two orders simultaneously filing and settling charges against two Archegos employees, William Tomita of … their roles in the scheme and agreed to cooperate with the CFTC. “Honesty, integrity, and transparency are fundamental …
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CFTC Charges Former Energy Trader David P. Lee with Fraud for Mis-Marking Bank of Montreal’s Natural Gas Options Book to Exaggerate Trading Profitability; Kevin Cassidy and Others Charged with Assisting Lee in the Fraud
… Release: 5571-08 For Release: November 18, 2008 CFTC Charges Former Energy Trader David P. Lee with Fraud for … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today its filing of a five-count complaint … CFTC Charges Former Energy Trader David P. Lee with Fraud …
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CFTC Charges Joseph F. Welsh III, Former MF Global Broker, with Attempted Manipulation of Palladium and Platinum Futures Prices
… March 14, 2012 CFTC Charges Joseph F. Welsh III, Former MF Global Broker, with … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a federal court action … CFTC Charges Joseph F. Welsh III, Former MF Global Broker, with …
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CFTC Charges Ex-felon Turned Business Man, Kenneth Branch, and His Company, Cocoon Trade Inc., with Fraud
… Release: 5479-08 For Release: April 7, 2008 CFTC Charges Ex-felon Turned Business Man, Kenneth Branch, and … DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that on April 4, 2008, a federal court … CFTC Charges Ex-felon Turned Business Man, Kenneth Branch, …
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CFTC Obtains Permanent Injunction Against Muskegon Heights, Michigan Man Charged with Defrauding Managed Account Clients
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that Judge Gordon J. Quist of the U.S. … or others. In addition, the order, which stems from a CFTC complaint filed on September 27, 2006 (see CFTC News Release 5238-06 , October 4, 2006), continues a …
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CFTC Charges Three Men and Their Florida-Based Berkley Companies with $2.7 Million Precious Metals and Rare Diamonds Fraud
… June 7, 2016 CFTC Charges Three Men and Their Florida-Based Berkley Companies … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that on May 31, 2016, it filed a civil … CFTC Charges Three Men and Their Florida-Based Berkley Companies …
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CFTC Charges Illinois Resident Nick A. Wurl and His Company Ludiera Capital LLC with Fraud and Misappropriation in $9 Million Scheme
… June 24, 2015 CFTC Charges Illinois Resident Nick A. Wurl and His Company … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a federal enforcement action in the U.S. … and options on futures contracts. According to the CFTC Complaint, “In reality, the pool was little more than a …
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CFTC Charges Sidney J. Charles, Jr. and his Maryland-based Company, The Borrowing Station, LLC, in Forex Ponzi Scheme
… May 1, 2012 CFTC Charges Sidney J. Charles, Jr. and his Maryland-based … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a federal court action … on May 4, 2012, for a preliminary injunction hearing. The CFTC complaint alleges that from at least October 2009 …
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