Displaying results 321 - 330 of 2823
CFTC Charges Mitchell Brian Huffman of North Carolina with Operating a Fraudulent $3.2 Million Commodity Pool Scheme
… February 17, 2012 CFTC Charges Mitchell Brian Huffman of North Carolina with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in federal … CFTC Charges Mitchell Brian Huffman of North Carolina with …
Created on:
CFTC Charges Iowa Resident Lon Olen Friedrichsen with Solicitation Fraud in Violation of the Commodity Exchange Act
… March 5, 2018 CFTC Charges Iowa Resident Lon Olen Friedrichsen with … Fraud in Violation of the Commodity Exchange Act CFTC also Charges Friedrichsen with Acting as an Unregistered … CFTC Charges Iowa Resident Lon Olen Friedrichsen with …
Created on:
CFTC Charges Two Chicago Board of Trade Floor Brokers with Defrauding Customers Out Of More Than $2 Million
… Release: 5434-08 For Release: January 10, 2008 CFTC Charges Two Chicago Board of Trade Floor Brokers with … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that two Chicago Board of Trade (CBOT) … CFTC Charges Two Chicago Board of Trade Floor Brokers with …
Created on:
CFTC Charges Two Binary Options Firms with Fraud, Illegal Off-Exchange Activity, and Operating in an Unregistered Capacity
… March 15, 2016 CFTC Charges Two Binary Options Firms with Fraud, Illegal … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal district court has … with the CFTC in any capacity. As a result, the Complaint charges Vault and GT 365 with operating as FCMs, without …
Created on:
CFTC Charges Andre Flotron with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets
… January 29, 2018 CFTC Charges Andre Flotron with Spoofing and Engaging in a … DC  – The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action in … CFTC Charges Andre Flotron with Spoofing and Engaging in a …
Created on:
CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts
… funds, in violation of the Commodity Exchange Act (CEA) and CFTC regulations. “This filing is another example of the CFTC working to protect customers from fraud in the precious … dealers who defraud their customers,” McGinley continued. CFTC Obtains Statutory Restraining Order On September 20, …
Created on:
CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Precious Metals Fraud
… January 10, 2020 CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million … purchase of precious metals.  “As this case shows, the CFTC is actively policing precious metals transactions and … CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million …
Created on:
CFTC Charges Ohio Man and His Companies with Fraudulently Solicitating Over $12 Million and Misappropriation in a Digital Asset Trading Scheme
… for digital asset trading. In addition, the complaint charges Giri’s parents, Giri Subramani and Loka Pavani Giri, … no legitimate interest.  In its continuing litigation, the CFTC seeks restitution to defrauded customers, disgorgement … further violations of the Commodity Exchange Act (CEA) and CFTC regulations. Case Background The complaint charges that …
Created on:
CFTC Charges Georgia-Based Company and Its Chief Executive with Forex Fraud Involving Thirty Customers
… September 28, 2018   CFTC Charges Georgia-Based Company and Its Chief Executive with … Washington, DC – The Commodity Futures Trading Commission (CFTC) filed an enforcement action in the U.S. District Court … CFTC Charges Georgia-Based Company and Its Chief Executive …
Created on:
CFTC Charges Texas Resident and Six U.S. and Costa Rican Companies with Engaging in Two Fraudulent Schemes Totaling $6 Million
… (CVG), and Ventures Group, LLC (VGL.). The complaint also charges CIG and TVG with failure to register as Commodity … (CTA).  In the litigation against the defendants, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations. Case Background As alleged in the …
Created on: