Displaying results 311 - 320 of 2823
CFTC Charges Mason, Michigan, Couple Ty and Monette Klotz and Their Aurifex Investment Companies With Hedge Fund Fraud
… March 17, 2006 US Commodity Futures Trading Commission Charges Mason, Michigan, Couple Ty and Monette Klotz and … D.C.— The US Commodity Futures Trading Commission (CFTC) announced today that on March 7, 2006, the CFTC charged two Mason, Michigan residents, Ty and Monette …
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CFTC Charges Former Floor Broker with Misappropriating Client Funds, Registration Violations, and Making False Statements
… September 30, 2019 CFTC Charges Former Floor Broker with Misappropriating Client … of Andover, Kansas, for failing to register with the CFTC as an associated person and as a commodity trading … CFTC Charges Former Floor Broker with Misappropriating Client …
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CFTC Charges Trading Platform with Illegal Transactions Margined in Bitcoin, Failing to Implement Procedures to Prevent Money-Laundering, and Failing to Register with the CFTC
… September 27, 2018 CFTC Charges Trading Platform with Illegal Transactions Margined … Prevent Money-Laundering, and Failing to Register with the CFTC Washington, DC – The Commodity Futures Trading … CFTC Charges Trading Platform with Illegal Transactions Margined …
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CFTC Charges Mississippi Residents Gary and Bradley Futch and Their Company, Tradewind Investments, LLC, with Commodity Options Fraud
… November 30, 2011 CFTC Charges Mississippi Residents Gary and Bradley Futch and … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action … CFTC Charges Mississippi Residents Gary and Bradley Futch and …
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CFTC Charges James Ossie and CRE Capital Corporation with Operating a $25 Million Foreign Currency Ponzi Scheme
… Release: 5598-09 For Release: January 15, 2009 CFTC Charges James Ossie and CRE Capital Corporation with … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it charged James Ossie of … CFTC Charges James Ossie and CRE Capital Corporation with …
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CFTC Charges BitMEX Owners with Illegally Operating a Cryptocurrency Derivatives Trading Platform and Anti-Money Laundering Violations
… an unregistered trading platform and violating multiple CFTC regulations, including failing to implement required … doing the right thing by complying with our rules.” “As the CFTC has made clear, registration requirements are a … Hayes, Delo, and Reed, along with Gregory Dwyer, on federal charges of violating the Bank Secrecy Act and conspiracy to …
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CFTC Charges Jacob Juma Omukwe and his Companies with Solicitation Fraud and Misappropriation in $3 Million Foreign Currency Scheme
… March 9, 2011 CFTC Charges Jacob Juma Omukwe and his Companies with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in the U.S. … None of the defendants has ever been registered with the CFTC. On the same day the complaint was filed under seal, …
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Federal Court in Connecticut Orders Feisal Sharif to Pay over $3 Million to Settle Fraud Charges in CFTC Action
… Orders Feisal Sharif to Pay over $3 Million to Settle Fraud Charges in CFTC Action In a related criminal action, Sharif pled guilty … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order … Sharif to Pay over $3 Million to Settle Fraud Charges in CFTC Action …
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CFTC Charges Georgia Company and Florida Residents with Precious Metals Fraud and Misappropriation of Nearly $900,000
… metals transactions on behalf of Alista’s customers. The CFTC seeks disgorgement of ill-gotten gains, civil monetary … against further violations of the CEA, as charged.     The CFTC thanks the U.S. Secret Service, the Florida Office of … CFTC Charges Georgia Company and Florida Residents with …
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CFTC Charges Mitchell Brian Huffman of North Carolina with Operating a Fraudulent $3.2 Million Commodity Pool Scheme
… February 17, 2012 CFTC Charges Mitchell Brian Huffman of North Carolina with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in federal … CFTC Charges Mitchell Brian Huffman of North Carolina with …
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