Displaying results 301 - 310 of 2823
CFTC Charges CIS Commodities LLC and Allen N. Ward with Misappropriation of Customer Funds and also Charges CIS, Ward, Trans Global Investments, LLC and Charles Leroy Timberlake with Misrepresentation and Issuing False Statements
… July 8, 2011 CFTC Charges CIS Commodities LLC and Allen N. Ward with Misappropriation of Customer Funds and also Charges CIS, Ward, Trans Global Investments, LLC and Charles … DC - The U.S. Commodity Futures Trading Commission (CFTC) filed a civil complaint charging CIS Commodities LLC …
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CFTC Charges Michigan Commodity Pool Operator and His Company with Sales Solicitation Fraud as Part of a Commodity Pool Scheme
… of fund participants. In its continuing litigation, the CFTC seeks full restitution to defrauded fund participants, … same court alleging conduct similar to that alleged in the CFTC’s complaint.  The Division of Enforcement staff … Daniel Jordan, James Deacon, Erica Bodin, and Rick Glaser.  CFTC’s Commodity Pool Fraud Advisory The CFTC has issued …
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CFTC Charges Michigan Man Jeffrey L. Groendyke with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds
… May 4, 2011 CFTC Charges Michigan Man Jeffrey L. Groendyke with Operating a … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action … with the CFTC in any capacity. The CFTC complaint charges Groendyke with misappropriating at least $600,000 of …
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CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation Fraud and Misappropriating Customer Funds in Forex Scheme
… September 1, 2011 CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation … Washington, DC – The Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges that … CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation …
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CFTC Charges Illinois Resident Dimitry Vishnevetsky and His Company, Oxford Capital, LLC, with Commodity Pool Fraud
… May 3, 2012 CFTC Charges Illinois Resident Dimitry Vishnevetsky and His … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on May 1, 2012, the Honorable … of books and records. The court’s order stems from a CFTC civil complaint also filed on May 1, 2012, charging …
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CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and Registration Violations in Operating Two Commodity Pool Scams
… December 6, 2012 CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on November 26, 2012, it filed a … CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and …
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CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange
… purported decentralized digital asset exchange. This is the CFTC’s first enforcement action for a fraudulent or … “oracle manipulation.”  In its continuing litigation, the CFTC seeks, among other relief, civil monetary penalties, … of the Commodity Exchange Act (CEA), as charged. “The CFTC will use all available enforcement tools to …
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CFTC Charges Texas Resident Rockland McMahan with Making False Reports of Feeder Cattle Sale Activity to the USDA
… Release: 5472-08 For Release: March 18, 2008 CFTC Charges Texas Resident Rockland McMahan with Making False … to the USDA McMahan Also Charged with Misleading the CFTC and Failing to Keep Adequate Records Washington, DC – … CFTC Charges Texas Resident Rockland McMahan with Making …
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CFTC Charges Direct Investment Products, Inc. and Its Principal, Alexander Glytenko, with Commodity Pool Fraud and Misappropriation
… December 12, 2013 CFTC Charges Direct Investment Products, Inc. and Its Principal, … DC - The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action charging Carlsbad, … CFTC Charges Direct Investment Products, Inc. and Its Principal, …
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CFTC Charges Ohio Resident Glen Galemmo with Commodity Pool Fraud in a Multi-Million Dollar Ponzi Scheme
… September 16, 2014 CFTC Charges Ohio Resident Glen Galemmo with Commodity Pool Fraud in a Multi-Million Dollar Ponzi Scheme CFTC alleges that Galemmo solicited at least $116 million … CFTC Charges Ohio Resident Glen Galemmo with Commodity Pool Fraud …
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