Displaying results 31 - 40 of 2823
… all jointly doing business as Icomtech. The complaint charges the defendants with fraudulently soliciting hundreds … In its continuing litigation against the defendants, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background The complaint …
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… In its continuing litigation against the defendants, the CFTC seeks disgorgement of ill-gotten gains, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background As alleged in … futures, but Three Bridges failed to register with the CFTC as a CPO, as required. Additionally, Rodgers, as an …
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… principal place of business in Dallas, Texas. The complaint charges Robinson and QYUHI with fraud, registration, and … its continuing litigation against Robinson and QYUHI, the CFTC seeks full restitution to defrauded participants, … pool operator (CPO) without being registered with the CFTC as a CPO as required, and Robinson acted at all times, …
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… the customer’s purchase of cattle). As alleged in the CFTC’s complaint, upon information and belief, from … In its continuing litigation against the defendants, the CFTC seeks restitution to defrauded customers, civil … further violations of the Commodity Exchange Act (CEA) and CFTC regulations. Case Background As alleged in the …
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… October 31, 2019 CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC Washington, DC – The U.S. Commodity Futures Trading … CFTC Charges Foreign Trading Platform for Failing to Register …
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… against Ted Brent Alexander of Jackson, Mississippi. The CFTC action is based on Alexander’s guilty plea to … to commit wire fraud in a federal criminal case. The CFTC previously suspended Alexander’s registrations as a … and commodities fraud conspiracy and wire fraud. [See CFTC Press Release No. 8480-22 ]. Case Background Alexander …
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… trades under the Commodity Exchange Act (CEA) and CFTC regulations, according to the complaint. The complaint … injunction against further violations of the CEA and CFTC regulations, as charged. “When market participants … said Director of Enforcement Ian P. McGinley. “The CFTC is committed to maintaining the integrity of our …
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… September 29, 2016 CFTC Charges Options Trader Thomas C. Lindstrom with Fraud CFTC alleges Lindstrom’s scheme caused his employer more … CFTC Charges Options Trader Thomas C. Lindstrom with Fraud …
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… March 19, 2014 CFTC Charges Ohioan Bradley A. Miklovich with Unauthorized … DC – The U.S. Commodity Futures Trading Commission (CFTC) today charged Bradley A. Miklovich , a former senior … CFTC Charges Ohioan Bradley A. Miklovich with Unauthorized Trading …
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… Today, the Commodity Futures Trading Commission (CFTC or Commission) announced the filing of a complaint in … diligence before transferring any funds. I thank the CFTC’s Division of Enforcement staff responsible for this … ; CFTC Release No. 8726-23, CFTC Charges California Resident and His Corporation with Fraud …
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