Displaying results 291 - 300 of 2823
CFTC Charges Alexander Mashinsky and Celsius Network, LLC with Fraud and Material Misrepresentations in Massive Commodity Pool Scheme Involving Digital Asset Commodities
… Mashinsky and Celsius Network, LLC . The complaint charges the defendants with fraud and material … as an unregistered associated person (AP) of a CPO. The CFTC and Celsius agreed to resolve the complaint against the … customers and the integrity of the market. This case is the CFTC’s first against a digital asset lending platform, and …
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CFTC Charges 4 Florida Men, 1 New Jersey Man, and Their Companies in $4.75 Million Forex Ponzi Scheme
… foreign currency (forex) Ponzi scheme. The complaint charges Florida resident Avinash Singh with fraudulently … “The enforcement action filed today demonstrates the CFTC’s continued commitment to rooting out fraud in our … charges all defendants with failing to register with the CFTC as required and with violating other regulatory …
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CFTC Amends Charges Against Nations Investments, LLC and its Principals; Violations Include Undercapitalization and False Statements
… Release: 5454-08 For Release: February 12, 2008 CFTC Amends Charges Against Nations Investments, LLC and its Principals; … DC - The U.S. Commodity Futures Trading Commission (CFTC) filed an amended complaint charging Florida-based … CFTC Amends Charges Against Nations Investments, LLC and its …
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CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance
… December 20, 2019 CFTC Charges Executive at Global Investment Bank with … market integrity and to protect market participants,” said CFTC Director of Enforcement James McDonald. “We will … participants. In its continuing civil litigation, the CFTC seeks, among other relief, civil monetary penalties, …
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CFTC Charges Matthew Marshall Taylor with Fraud for Fabricating and Concealing Trades from His Employer and Obstructing Their Discovery
… November 8, 2012 CFTC Charges Matthew Marshall Taylor with Fraud for Fabricating … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed an enforcement action charging Matthew … CFTC Charges Matthew Marshall Taylor with Fraud for Fabricating …
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CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. Kratville and Michael J. Welke and their Companies with $4.7 Million Fraud
… May 26, 2011 CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. … J. Welke and their Companies with $4.7 Million Fraud CFTC charges the three Omaha-area individuals, including one … CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. …
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CFTC Charges California Resident Gilbert Philip Castillo, Jr., and His Company, Castle Enterprise Corporation, with Fraud
… August 9, 2006 U.S. Commodity Futures Trading Commission Charges California Resident Gilbert Philip Castillo, Jr., … and His Company, Castle Enterprise Corporation, with Fraud CFTC Charges that Defendants Fraudulently Solicited Over … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a complaint in the U.S. …
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CFTC Charges Illinois Resident Christopher Varlesi with Commodity Pool Fraud, Misappropriation, False Statements, and Failure to Register
… March 9, 2012 CFTC Charges Illinois Resident Christopher Varlesi with Commodity … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement … foreign currency (forex) contracts. The CFTC complaint also charges Varlesi with making false statements to pool …
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SEC and CFTC Charge Options Clearing Corp. with Failing to Establish and Maintain Adequate Risk Management Policies
… September 4, 2019   SEC and CFTC Charge Options Clearing Corp. with Failing to Establish … remedial efforts and pay $20 million in penalties to settle charges that it failed to implement policies to manage certain risks as required by U.S. laws and SEC and CFTC rules.   According to the SEC’s and CFTC’s respective …
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CFTC Charges Argentine Trader with Defrauding More Than 400 Customers Worldwide in a $43.8 Million Investment Scheme
… Release: 5437-08 For Release: January 16, 2008 CFTC Charges Argentine Trader with Defrauding More Than 400 … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a federal law suit against Diego Mariano … CFTC Charges Argentine Trader with Defrauding More Than 400 …
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