Displaying results 2801 - 2810 of 2823
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is proposing a series of risk … by RIN 3038-AD52, by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the … 69826. \39\ See SEC Press Release No. 2013-222, ``SEC Charges Knight Capital With Violations of Market Access …
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… The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain … Frank N. Fisanich, Chief Counsel, 202- 418-5949, ffisanich@cftc.gov, Division of Swap Dealer and Intermediary … unit reviews broker's statements, reconciles brokers' charges to estimates, reviews and monitors broker's …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission … funds, including those that also are registered with the CFTC as a commodity pool operator (``CPO'') or commodity … 2018). \514\ See, e.g., Todd Ehret, Platinum Fraud Charges Shine Light On Cayman Director Responsibilities, …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is proposing to implement … to (202) 418-5521, or by electronic mail to secretary@cftc.gov. Reference should be made to ``Proposed Federal … Acting Director of Surveillance, (202) 418-5452, ssherrod@cftc.gov, David P. Van Wagner, Chief Counsel, (202) …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') published in the Federal Register a notice of … Division of Market Oversight, at (202) 418-5452, ssherrod@cftc.gov; B. Salman Banaei, Attorney, Division of Market Oversight, at (202) 418- 5198, bbanaei@cftc.gov, Neal Kumar, Attorney, Office of General Counsel, …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission … funds, including those that also are registered with the CFTC as a commodity pool operator (``CPO'') or commodity … 2018). \292\ See, e.g., Todd Ehret, Platinum Fraud Charges Shine Light On Cayman Director Responsibilities, …
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… The Commodity Futures Trading Commission (Commission or CFTC) is proposing amendments to the regulations governing … by RIN 3038-AE33, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov . Select the ``Submit Comments'' link for this …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing revisions to the Commission regulations … by RIN 3038-AE31, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov . Select the ``Submit Comments'' link for this …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending certain regulations setting forth the … CONTACT: Richard Mo, Special Counsel, (202) 418-7637, cftc.gov">rmo@cftc.gov; Benjamin DeMaria, Special Counsel, (202) 418- …
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… the Margin Requirements'' by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish …
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