Displaying results 281 - 290 of 2823
CFTC Amends Its Complaint Against Peter Miller and Omerta Capital LLC to Charge Additional Fraud and False Statements to CME
… a board of trade and designated contract market.  The CFTC filed its original complaint against Miller and Omerta … block trades in violation of the Commodity Exchange Act and CFTC Regulations.  [See CFTC Press Release 8468-21 .] In the … additional fraudulent scheme. The amended complaint also charges Miller and Omerta with making false statements to …
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CFTC Charges Jose S. Rubio and his Florida firm, Rubio Wealth Management, LLC, with Commodity Pool Fraud
… June 7, 2012 CFTC Charges Jose S. Rubio and his Florida firm, Rubio Wealth … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement … and Coral Gables, Fla., respectively. The CFTC complaint charges Rubio and RWM with defrauding investors in …
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CFTC Charges Illinois Resident Joseph A. Dawson and His Company, Dawson Trading LLC, with Commodity Pool Fraud
… July 26, 2010 CFTC Charges Illinois Resident Joseph A. Dawson and His Company, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Joseph A. Dawson of … CFTC Charges Illinois Resident Joseph A. Dawson and His Company, …
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CFTC Charges Three Florida Defendants with Issuing False Account Statements in Foreign Currency Anti-Fraud Action
… July 14, 2010 CFTC Charges Three Florida Defendants with Issuing False Account … DC - The U.S. Commodity Futures Trading Commission (CFTC) charged FX Professional International Solutions, Inc. … CFTC Charges Three Florida Defendants with Issuing False Account …
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Floor Broker - Michael H. Varner - Charged with Violating a 1999 CFTC Order
… Broker - Michael H. Varner - Charged with Violating a 1999 CFTC Order …
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CFTC CHARGES OKLAHOMA RESIDENT RANDY STEVE LANIER WITH DEFRAUDING CUSTOMERS
… CFTC CHARGES OKLAHOMA RESIDENT RANDY STEVE LANIER WITH DEFRAUDING …
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CFTC Settles Fraud Charges Against John Hucko of Chicago, Illinois
… CFTC Settles Fraud Charges Against John Hucko of Chicago, Illinois …
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CFTC CHARGES REDONDO BEACH, CALIFORNIA COMMODITY TRADING ADVISOR WITH FRAUD
… CFTC CHARGES REDONDO BEACH, CALIFORNIA COMMODITY TRADING ADVISOR …
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CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equities, LLC, with Fraud and Misappropriation
… May 3, 2012 CFTC Charges Utah Residents Christopher Hales, Eric Richardson … Bentley Equities, LLC, with Fraud and Misappropriation CFTC seeks an emergency restraining order freezing … in commodity futures accounts. In reality, the complaint charges, the defendants were not successful commodity …
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CFTC Charges David M. Nunn with Engaging in an Illegal Trading Scheme and Making False Statements to ICE Futures US
… October 18, 2012 CFTC Charges David M. Nunn with Engaging in an Illegal Trading … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action against David … CFTC Charges David M. Nunn with Engaging in an Illegal Trading …
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