Displaying results 2791 - 2800 of 2823
… of Market Oversight (``DMO'', 202-418-5932, nnguyen@cftc.gov; Roger Smith, Attorney Advisor, DMO, 202-418-5344, rsmith@cftc.gov; or David Van Wagner, Chief Counsel, DMO, … the effect on competition, including appropriate fees and charges applied to clearing; and (5) the existence of …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting regulations to implement a particular … on the interim final rule by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the instructions for submitting comments …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting regulations to implement a particular … on the interim final rule by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the instructions for submitting comments …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting regulations to implement a particular … on the interim final rule by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the instructions for submitting comments …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting regulations to implement a particular … on the interim final rule by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the instructions for submitting comments …
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… contract on the DCM would violate DCM Core Principles and CFTC regulations regarding impartial access (Core Principle … on a DCM. The ErisX Petition. On December 15, 2020, the CFTC received a self-certification filed by ErisX under … complied with the relevant DCM core principles and CFTC regulations. Exclusion of retail customers. ErisX …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is proposing amendments to its … by RIN 3038-AF04, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov . Select the … Id. at 6. \6\ See SEC Press Release No. 2013-222, ``SEC Charges Knight Capital With Violations of Market Access …
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… Act''), the Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission … with respect to ``security-based swap agreements.'' The CFTC requests comment on its interpretation concerning … cost to the consumer, and handling and transportation charges; CEA sections 6(c), 6(d), and 9(a)(2), 7 U.S.C. 9, …
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… Commission (SEC); and Commodity Futures Trading Commission (CFTC). ACTION: Final rule. … SUMMARY: The OCC, Board, FDIC, SEC, and CFTC are adopting amendments to the regulations implementing … 29 (Board), 31 through 44 (FDIC), and 46 through 58 (CFTC) is January 1, 2020; the effective date for amendatory …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is issuing a final rule to amend part 150 of the … Division of Market Oversight, (202) 418-5452, ssherrod@cftc.gov; Riva Spear Adriance, Senior Special Counsel, … Division of Market Oversight, (202) 418-5494, radriance@cftc.gov; or Mark Fajfar, Assistant General Counsel, Office …
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